PART I. SCOPE OF RULES AND DEFINITIONS
PART II. STARTING AN ACTION AND SERVICE
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NNSC
Commentary: Service of summons and complaint is often called service
of process. Process generally refers to the means by which a
defendant is informed of an action and compelled to appear and
defend.
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4(a) |
Filing the Complaint.
At the time the complaint is filed, the clerk shall place
thereon the date and hour on which it was filed and the number of
the action. The clerk shall immediately issue a summons and deliver
the summons and a copy of the complaint for service to the Navajo
Police or to any other person authorized by Rule 4( c) to serve it.
Upon request of the plaintiff separate or additional summons shall
issue against any defendant. |
4(b) |
Summons; Form; Service;
Substitute Summons. |
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(1) |
A summons shall: |
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(A) |
Be signed by the clerk of
the court. |
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(B) |
Contain the name and
district of the court. |
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(C) |
Contain the names of the
parties. |
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(D) |
Be directed to the
defendant. |
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(E) |
Show the docket number. |
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(F) |
State the time within,
which these Rules require the defendant to answer the complaint. |
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(G) |
Notify defendant that in
case of his failure to answer the complaint a judgment by default
may be entered against him. |
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(2) |
A copy of the complaint and
summons shall be prepared for each defendant. |
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(3) |
The summons and complaint
shall be served together. The plaintiff shall furnish the person
making service with necessary copies. Service attempts shall be made
in the following order: |
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(A) |
Service within the Navajo
Nation: |
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i. |
Personal Service |
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ii. |
Certified Mail |
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iii. |
Publication |
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(B) |
Service out of the Navajo
Nation: |
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i. |
Personal Service |
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ii. |
Certified Mail |
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iii. |
Publication |
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If a summons. is returned
without being served, or if it has been lost, the clerk shall issue
a substitute summons. |
4(c) |
Who May Make Personal
Service of Process within the Navajo Nation. Personal
Service of process shall be by one of the following: |
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(1) |
Navajo Police Officer.
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(2) |
Special appointee. A
special appointee is a person eighteen years of age or older who is
not a party or legal counsel in the action. A special appointee is
appointed by the presiding judge of the court in which the action is
filed and the appointment is only for service of process in the
action. Special appointments to serve process shall be freely made.
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(3) |
Private process server who is
registered with the court. |
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(A) |
A private process server,
if a person eighteen years of age or older, may be registered with
the court by filing an application containing the following: |
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i. |
Name, age, residence, business address
and telephone number. |
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ii. |
A statement that he has been a bona
fide resident of the Navajo Nation for at least six (6) months
immediately preceding the application. |
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iii. |
A statement that he will serve process
in accordance with the law. |
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iv. |
Fees set pursuant to Rule 4(c)(3)(F)
shall be paid at this time. |
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(B) |
The application must be
made under oath and notarized. |
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(C) |
Upon approval by the court
or presiding judge, the applicant shall be registered with the clerk
as a private process server until such registration is withdrawn. |
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(D) |
The clerk shall maintain a
register of private process servers and shall deliver to each server
proof of registration. |
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(E) |
A registered private
process server shall serve in such capacity for any court of
the Navajo Nation. |
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(F) |
The judges of the Navajo
Nation with the approval of the Supreme Court may set uniform fees
for registration of private process servers. |
4(d) |
Who May be Served; How
Personal Service is Made. The following persons or entit[i]es
may be served with process within the Navajo Nation. |
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(1) |
Generally. Upon an
individual or entity other than those specified in paragraphs (2),
(3), (4) and (5) of this subdivision of this Rule: by delivering a
copy of the summons and of the complaint to him personally or by
leaving copies at his dwelling house or usual place of abode with
some person sixteen (16) years or older then residing therein or by
delivering a copy of the summons and of the complaint to an agent
authorized by appointment or by law to receive service of process. |
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(2) |
Minor. Upon a minor
under the age of sixteen (16): by service as set forth in Rule
4(d)(1), upon the minor and a parent or guardian of person and/or
estate, or if none is found, then upon any person having the care
or control of the minor, or with whom he resides. |
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(3) |
Incompetent. Upon a
person who has been judicially declared to be insane or mentally
incompetent to manage his property and for whom a guardian has been
appointed: by service as set forth in Rule 4(d)(1), upon such person
and also upon his guardian, or if no guardian has been appointed,
upon such person as the court designates. |
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(4) |
Corporation. |
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(A) |
Upon a corporation
incorporated under Navajo law or foreign corporation or upon a
partnership or other unincorporated association which is subject to
suit under a common name: by delivering a copy of the summons and of
the complaint to a partner, an officer, a managing or general agent,
or to any other agent authorized by appointment or by law to receive
service of process and, if the agent is one authorized by law to
receive service and the law so requires, by also mailing a copy to
the defendant. |
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(B) |
When a corporation
incorporated under Navajo Law does not have an officer or agent in
the Navajo Nation upon whom service of process can be made: by
depositing two copies of the summons and of the complaint in the
office of the Department of Commerce which shall be deemed personal
service on such corporation. The return of the process server
showing that after diligent search or inquiry the process server has
been unable to find any officer or agent of such or corporation upon
whom process may be served shall be prima facie evidence that the
corporation does not have such an officer or agent in the Navajo
Nation. The Department of Commerce shall file one of the copies in
its office and immediately mail the other copy, by certified, to the
office of the corporation, or to the president, secretary or any
director or officer of such corporation as appears from the articles
of incorporation or other papers on file in its office, or
otherwise. |
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(5) |
Navajo Nation. Upon
the Navajo Nation: by complying with the requirements of the Navajo
Tribal Code. |
NNSC
Commentary: The requirements for service on the Navajo Nation are
contained in the Sovereign Immunity Act of the Navajo Tribal Code.
That Act also requires that notice of intent to file suit must be
given before the complaint can be filed. Counsel should check for
notice of suit requirements. The Act also contains the time period
in which the Navajo Nation as a defendant is allowed to answer the
complaint.
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4(e) |
Alternative Service.
When personal service cannot be made within the Navajo Nation
alternative service may be made. |
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(1) |
Who is Subject to
Alternative Service. Alternative service may be had on the
following defendants: |
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(A) |
Nonresident of the Navajo
Nation. |
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(B) |
A resident of the Navajo
Nation who is absent from the Navajo Nation. |
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(C) |
One whose residence or
address is unknown. |
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(D) |
A corporation incorporated
under the laws of any other jurisdiction which has no legally
appointed agent in the Navajo Nation. |
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(E) |
One who is concealing
himself to avoid service of summons. |
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(2) |
Methods of Alternative
Service. Alternative service shall be made in the following
order: |
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(A) |
Personal Service Out of the
Navajo Nation. Service out of the Navajo Nation may be made in the
same manner provided in Rule 4(d)(1)-(4) by a person authorized to
serve process under the law of the jurisdiction where such service
is made or who is specially appointed by the Navajo district court.
Service shall be complete when made and the time for appearance and
answer shall begin to run at that time, provided that before any
default may be had on such service, there shall be filed an
affidavit of the party or his counsel justifying the use of personal
service out of the Navajo Nation and attaching an affidavit of the
process server showing the service. |
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(B) |
Certified Mail. When the
whereabouts. of a defendant, whether within or outside the Navajo
Nation is known, but personal service cannot be made, the serving
party may mail a copy of the summons and complaint by certified
mail. Upon return of the receipt, an affidavit shall be filed with
the court justifying the use of certified mail under Rule 4(e)(1);
and (a) that a copy of the summons and complaint was mailed to the
party being served; (b) that it was in fact received by the party
as shown by the attached return receipt; (c) that the genuine
receipt is attached; and (d) the date of the return of the sender.
This affidavit shall be prima facie evidence of service of the
summons and complaint and service shall be deemed complete upon
filing of the affidavit. |
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(3) |
Publication. Service
by publication shall be made by publication of the summons in the
Navajo Times or in the newspapers where the person resides, or
in the newspapers of the person's last known residence for at least
once a week for four successive weeks. The service shall be complete
thirty (30) days after the first publication. The party shall, on or
before the date of the first publication, mail a copy of the summons
and of the complaint to the defendant at the defendant's last known
address, if any. The plaintiff shall file an affidavit showing the
publication and the mailing which shall be prima facie evidence of
compliance, and if the address is unknown, the affidavit shall so
state. |
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(A) |
Motion for Publication.
Before service by publication is ordered by the court, the party
shall file an ex parte motion with an affidavit naming the
newspapers in which publication shall be made and showing that other
means of service has been tried and were unsuccessful. |
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(4) |
Time for Appearance
after Service Under Rule 4(e). Where service of a copy of the
summons and complaint is made pursuant to Rule 4(e), the defendant
shall appear and answer within thirty (30) days after completion in
the same manner and under the same penalties as if the defendant had
been personally served with a summons within the Navajo Nation. |
4(f) |
Territorial Limits of
Effective Service. All process may be served anywhere within the
territorial limits of the Navajo Nation as defined at 7 N.N.C. §
253,70 and where authorized by these Rules, outside of the Navajo
Nation. |
4(g) |
Return. When the
process is served by the Navajo Police, the return shall be
officially endorsed and returned to the court promptly. If served by
a person other than the Navajo Police, return and proof of such
service shall be made promptly by affidavit. In either event the
return shall be made within the time during which the person served
must respond to process. Failure to make proof of syrvice does not
affect the validity of service. |
4(h) |
Return of Service of
Publication. When the summons is served by publication, the
return shall be in affidavit form showing when and how it was served
and the dates of publication, and the affidavit shall be accompanied
by a printed copy of the publication. |
4(i) |
Amendment. The court
may in its discretion allow any process or proof of service to be
amended, unless it clearly appears that prejudice will result to the
substantial rights of the party against whom the process issued.
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RULE 5. Service and Filing of
Subsequent Pleadings and other Papers.
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5(a) |
Service: When
Required. Except as otherwise provided in these Rules, every
pleading, order, motion, notice, and every paper filed subsequent to
the original complaint shall be served upon all the parties. |
5(b) |
Service; How Made;
Certificate of Service. If a party is represented by counsel,
the service shall be made upon counsel unless the court orders
otherwise. Service upon counsel or upon a party shall be made by
delivering a copy to such person or, by mailing it to the person's
last known address. Service by mail is complete upon mailing. All
pleadings and every paper filed with the court shall contain a
certificate. of service showing the date and manner of service. |
5(c) |
Filing. A copy of
all pleadings filed with the court shall be served upon all the
parties within five (5) days after the filing, unless the court
orders otherwise. |
5(d) |
Service After Judgment.
After the time for appeal from a judgment has expired or a
judgment has become final after appeal, service of a motion,
petition, complaint or other pleading required to be served and
requesting modification, vacation, or enforcement of that judgment,
shall be served pursuant to Rule 4 as if serving a summons and a
complaint. |
5(e) |
Filing with the Court
Defined. The filing of pleadings with the court under these Rules
shall be made by filing them with the clerk of the court. Filing is
complete after the pleadings have been stamped by the clerk with the
court's stamp and the date and time of filing endorsed thereon and
initialed by the clerk. |
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6(a) |
Computation. In
computing time under these Rules, by order of court, or by any
applicable statute, the date of the act event or default from which
the designated period of time begins to run shall not be included.
The last day of the period so computed shall be included, unless it
is a Saturday, a Sunday, or a court holiday, in which event the
period runs until the end of the next business day which is not a
Saturday, a Sunday, or a court holiday. |
6(b) |
Extension of Time.
When by these Rules or by notice given thereunder or by order of
court, an act is required to be done at or within a specified time,
the court for good cause may (1) with or without motion or notice,
order the period enlarged if request is made before the expiration
of the period originally prescribed or as extended by a previous
order; or (2) upon motion made after the expiration of the specified
period permit the act to be done where the failure to act was the
result of excusable neglect, but it may not extend the time for any
actions under Rules 50(b), 52(b), 59(e), and 60(c), except under the
conditions stated in them. |
6(c) |
Notice of Hearing on
Motions. Notice of hearing on a motion shall be served on the
parties at least ten (10) days before the time specified for the
hearing, unless a different period is fixed by these Rules or by
order of the court. |
6(d) |
Orders to Show Cause.
An order to show cause is returnable at the time and place the
judge designates. |
6(e) |
Additional Time after
Service by Mail. Whenever a party is required to do some act or
take some proceedings within a prescribed time after the service of
a notice or other paper upon him and the notice or paper is served
by mail, five days shall be added to the prescribed time. This
subsection applies only after the filing of the complaint and
service of process. |
6(f) |
Dismissal of Action.
An action shall be dismissed without prejudice if the summons is not
issued and service completed within six months from the date of the
filing of the complaint. |
PART III. PLEADINGS AND MOTIONS
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RULE 7. Pleadings Allowed.
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7(a) |
Claims for Relief.
Claims for relief allowed by these Rules are original claims or
complaints, counterclaims, cross-claims and thirdparty complaints. |
7(b) |
Answers. Answers
shall be filed to an original claim or complaint, a counterclaim, a
cross-claim and a third-party complaint. |
7(c) |
Motions. |
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(1) |
An application to the court
for an order after the action is commenced shall be by written
motion, unless made during a hearing or trial. |
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(2) |
All motions must be
accompanied by a memorandum containing a statement of the relief
desired, the factual or legal grounds supporting the motion, and any
other matters in support of the motion which are relevant. Briefs
may be ordered in the discretion of the court. |
NNSC
Commentary: Generally briefs will not be required with the following
motions: Continuance; Substitute Counsel; Entry of Appearance;
Enforcement of Court Order; Default Judgment. These motions should
be supported by affidavits or other factual material. In unusual
circumstances the court may order briefs as part of the motion
consideration.
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(3) |
Oral arguments may be
permitted in the discretion of the court. |
RULE 8. General Rules of
Pleading.
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8(a) |
Claims for Relief. A
pleading which sets forth a claim for relief, including an original
complaint, counterclaim cross-claim, or third-party claim, shall
contain: |
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(1) |
A short and plain statement
for the court's jurisdiction, unless the court's jurisdiction is
established by prior pleadings. |
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(2) |
A short and plain statement
of the facts giving rise to the action. |
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(3) |
A short and plain statement
of the claim showing that the pleader is entitled to relief. |
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(4) |
A prayer for relief. Relief
in the alternative may be requested. |
8(b) |
Defense; Form of Denials.
An answer shall state in short and plain terms the defenses to each
claim asserted and shall admit or deny the statements in the claim
for relief. The party filing the answer may deny a part of a
statement and admit the rest. Any claim which is not admitted shall
be deemed denied. If no responsive pleading is required, statements
in the claim for relief shall be deemed denied. The party filing the
answer has a duty to admit what he knows is true. |
8(c) |
Affirmative Defenses. |
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(1) |
These affirmative defenses
must be pleaded at the time an answer is filed: |
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(A) |
Release or settlement. |
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(B) |
Assumption of the risk,
contributory or comparative negligence, discharge in bankruptcy, and
statute of limitations. These affirmative defenses not pleaded at
the time an answer is filed shall be deemed waived. |
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(2) |
These affirmative defenses
may be pleaded at the time an answer is filed: |
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(A) |
Duress |
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(B) |
Estoppel |
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(C) |
Failure of consideration |
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(D) |
No consideration |
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(E) |
Fraud |
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(F) |
Illegality |
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(G) |
Laches |
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(H) |
Res judicata |
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(I) |
Waiver and any other
avoidance or affirmative defense. |
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If these affirmative
defenses are not pleaded at the time the answer is filed, they may
be asserted thereafter only by leave of court upon written motion to
amend the pleadings. |
NNSC
Commentary: The defendant may state the defense of
contributory/comparative negligence using either or both terms. The
defendant must show that plaintiffs negligence contributed to
plaintiffs injury.
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RULE 9. Pleading Special Matters.
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9(a) |
Capacity. It is not
necessary to allege the capacity of a party to sue except to the
extent required to show the jurisdiction of the court. When a party
raises an issue as to the legal existence of any party or the
capacity of any party to sue or be sued, he shall do so by specific
allegation stating supporting facts which are within the pleader's
knowledge. |
NNSC
Commentary:
Rule 9(a) places burden on plaintiff in a
private action to demonstrate he/she is the proper party
entitled to relief in order to invoke the court's jurisdiction.
Graven v. Morgan, No.
SC-CV-32-10 (Nav. Sup. Ct. Nov 9, 2012).
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9(b) |
Fraud; Mistake;
Condition of the Mind. In all allegations of fraud or mistake,
the circumstances constituting fraud or mistake shall be
specifically stated. Malice, intent, knowledge, and other condition
of mind of a person may be alleged generally. |
9(c) |
Time and Place. For
the purpose of testing the sufficiency of a pleading, allegations of
time and place are material and shall be considered like all other
averments of material matter. |
9(d) |
Special Damage. When
items of special damage are claimed, they shall be specifically
stated. |
9(e) |
Complaint in Action or
Libel or Slander. In an action for libel or slander, the
complaint need not state the specific statement out of which the
alleged claim arose, but may allege generally that the libel or
slander was published or spoken concerning the plaintiff, and if the
allegation is controverted, the plaintiff shall establish at the
trial that it was so published or spoken. |
9(f) |
Verification of Answer.
Any responsive pleading raising the following matters, unless
the truth of the pleading appears of record, shall be verified by
affidavit of the party: |
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(1) |
That the plaintiff does not
have legal capacity to sue. |
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(2) |
That the plaintiff is not
entitled to recover in the capacity in which he sues. |
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(3) |
That there is another
action pending between the same parties for the same claim. |
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(4) |
That there is a defect of
parties, plaintiff, or defendant. |
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(5) |
A denial of partnership, or
of incorporation, of the plaintiff or defendant. |
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(6) |
A
denial of the execution by the defendant or by his authority
of any instrument in writing upon which any pleading, is based, in
whole or in part, and alleged to have been executed by him or by his
authority, and not alleged to be lost or destroyed. When the
instrument is alleged to have been executed by a person then
deceased the affidavit must show that such instrument was not
executed by the decedent or by his authority. |
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(7) |
A denial of the genuineness
of the endorsement or assignment of a written instrument. |
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(8) |
That a written instrument
upon which a pleading is based is without consideration, or that the
consideration has faiLed in whole or in part. |
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(9) |
That an account which is
the basis of plaintiffs action and supported by an affidavit is not
just, and in such case the answer shall set forth the items and
particulars which are unjust. |
RULE 10. Form of Pleadings.
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10(a) |
Caption; Numbers of
Parties. Every pleading shall contain a caption setting forth
the name of the court, the title of the action, the case number, and
a designation as in Rule 7 (a). In the complaint the title of the
action shall include the names of all the parties, but in subsequent
pleadings the names of the first party on each side may be stated
followed by the designation "et al." |
10(b) |
Paragraph; Separate
Statement. All statements of a claim or defense shall be made in
numbered paragraphs. Each paragraph shall be limited to a statement
of a single set of circumstances, and a paragraph may be referred to
by number in all succeeding pleadings. |
10(c) |
Inclusion by Reference;
Exhibits. Statements in a pleading may be included by reference
in a different part of the same pleading or in another pleading or
in a motion. A copy of a writing which is an exhibit to a pleading
becomes a part of the pleading. An exhibit attached to a pleading
remains subject to the Rules of Evidence. |
10(d) |
Method of Preparation and Filing.
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(1) |
Court Documents: Form. |
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(A) |
Size of paper. All
pleadings submitted to the court for filing shall be on paper 8 1/2
inches wide by 11 inches long. The typed matter must be double
spaced. |
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(B) |
Form and Content of
Pleading. The following. information must be contained on the
first page of every pleading, and such information may be
single-spaced: |
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i. |
The name, address, and telephone number
or counsel representing the party, and whether the counsel appears
for the plaintiff, defendant, or other party must be typewritten or
printed in the space to the left of the center of the paper and
beginning at the first line typed or printed on the page. The space
to the right of the center is reserved for filing information. |
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ii. |
The title of the court will be centered
and begin below the counsel and party identifying information. |
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iii. |
Below the title of the court, the title
of the action must be placed to the left of the center of the paper.
In the space to the right of the center, there must be (A) the
docket number of the action, (B) the title of the pleading or
document. |
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(2) |
Court Documents: Filing.
The clerk of the court may reject any pleading or document where
the party fails to offer a required court form for filing or where
the party fails to comply with a statute or rule requiring
particular information or copies of certain documents. |
RULE 11. Signing of the Pleadings.
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NNSC
Commentary: This Rule reflects the standards of practice which make
counsel officers of the court and which require counsel to advise
the court consistent with justice.
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11(a) |
Certificate of Counsel. |
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(1) |
The signature of counsel,
of of any person representing himself, must be contained on a
pleading or other document submitted to the court or other documents
as provided in this Rule. The signature is a certificate that the
pleading or document is submitted in good faith and that the matters
of fact or law contained in the papers are made in good faith, are
believed to be true and accurate, and are based upon a reasonable
investigation of or research of those asserted statements of fact or
law. |
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(2) |
No pleading or document
need contain a sworn statement that the matters contained in it are
true or true upon the person's knowledge and belief unless
verification is required by a statute, rule of court or customary
practice, as in seeking extraordinary relief. Parties shall be bound
by affidavits and exhibits filed by them, and counsel shall make an
adequate investigation of the facts of an affidavit to make certain
there is an independent review of their contents. |
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(3) |
The signature of counsel on
a pleading is a certificate that counsel is a member in good
standing of the Navajo Nation Bar Association. |
11(b) |
Sanctions.
The court may impose sanctions if it finds that a pleading is
not submitted in good faith, or if it contains material
misstatements of fact or law, or if it is not based upon an adequate
investigation or research. Sanctions may include striking a
pleading or document, assessing costs of opposing the pleading or
document against a party or counsel, assessing counsel fees for
resisting the pleading or document against a party or counsel, or
granting other relief which may be appropriate under the
circumstances. |
RULE 12. Defenses and Objection: When and How Presented; By
Pleading or Motion; Motion for Judgment on Pleading.
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12(a) |
When Presented. A
defendant shall serve and file an answer within 30 days after being
served with the summons and complaint. A party served with a
cross-claim shall serve and file an answer within twenty (20) days
after the service. The plaintiff shall serve and file a reply to a
counterclaim within twenty (20) days after service. The service of a
motion under this. Rule alters these periods of time as follows,
unless a different time is fixed by order of the court: |
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(1) |
If the court denies the
motion or postpones its disposition until the trial on the merits,
the responsive pleading shall be served within ten
(to) days after notice of
the court's action. |
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(2) |
If the court grants a
motion for a more definite statement the responsive pleading shall
be served within ten (10) days after service of the more definite
statement. |
12(b) |
How Presented; Motion
to Dismiss. Every defense, in law or fact, to a claim for relief
in any pleading, whether a claim, counterclaim, cross-claim, or
third-party claim, shall be asserted in the responsive pleading if
one is required, except that the following defenses may at the
option of the pleader be made by motion prior to responsive
pleading: |
NNSC
Commentary: Motions under this Rule may be accompanied by a
responsive pleading. If the motion is filed by itself and is denied
or postponed until trial on the merits, the responsive pleadings
must be filed within ten days of the court's action on the motion.
See Rule 12(a)(1).
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(1) |
Lack of jurisdiction over
the subject matter. |
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(2) |
Lack of jurisdiction over
the person. |
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(3) |
Improper venue. |
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(4) |
Insufficiency of process.
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(5) |
Insufficiency of service of
process. |
|
(6) |
Failure to state a claim
upon which relief can be granted. |
|
(7) |
Failure to join a party
under Rule 19. |
|
No defense or objection is
waived by being joined with one or more other defenses or objections
in a responsive pleading or motion. If a pleading sets forth a claim
for relief to which the adverse party is not required to serve a
responsive pleading, he may assert at the trial any defense ill law
or fact to that claim for relief. If, on a motion to dismiss for
failure to state a claim upon which relief can be granted, matters
outside the pleading are presented to and not excluded by the court,
the motion shall be treated as one for summary judgment and disposed
of as provided in Rule 56, and all parties shall be given reasonable
opportunity to present all material made relevant to such a motion
by Rule 56. |
12(c) |
Motion for Judgment on the Pleading. At any time, but not
to delay the trial, any party may move for judgment on the
pleadings. If, in a motion for judgment on the pleadings,
matters outside the pleadings are presented to the court, the
motion shall be treated as one for summary judgment and disposed
of as provided in Rule 56, and all parties shall be given
reasonable opportunity to present all material made relevant to
such a motion by Rule 56.
|
12(d) |
Preliminary Hearings. The
defenses enumerated in Rule 12(b)(1)-(7), whether made in a pleading
or by motion, and the motion for judgment on the pleadings, shall be
decided before trial, unless the court orders that the matter be
deferred until trial. |
NNSC
Commentary: The defendant may request that the court conduct a
hearing on a motion to dismiss filed under Rule 12(b) or 12(c).
|
12(e) |
Motion for More Definite
Statement. If a pleading to which a responsive pleading is
permitted is vague or unclear, a party may move for a more definite
statement before filing his responsive pleading. The motion shall
state the defects and the details desired. If the motion is granted
and the order of the court is not obeyed within such time as the
court may fix, the court may strike the pleading to which the motion
was directed or make such order as it deems just. |
12(f) |
Items of Account;
Demand. The party pleading need not state the items of an
account alleged in the pleading, but if demand is made in writing
for the items of account, the adverse party shall file and serve a
copy of the account within ten (10) days after demand, or be
precluded from giving evidence thereon. The court may order a
further account when the account delivered is too general or is
defective. |
NNSC
Commentary: An account is a statement in writing of monetary
transactions and may include payments, losses, sales, debits,
credits, etc.
|
12(g) |
Motion to Strike. Upon motion made by a party or upon the
court's own motion, the court may order stricken from a pleading any
insufficient defense or any redundant, immaterial, irrelevant,
frivolous or scandalous matter. |
12(h) |
Consolidation of Defenses in Motion. A party who makes a motion
under. this Rule may join with it any other motions then available.
|
12(i) |
Waiver or Preservation
of Certain Defenses. A party waives any defense and objection
under Rule 12(b), which is not presented either by motion or
responsive pleading except: |
|
(1) |
A defense of lack of
jurisdiction over the person, improper venue, insufficiency of
process, or insufficiency of service of process is waived if it is
not made by motion under this Rule or included in a responsive
pleading or an amendment permitted by Rule 15(a). |
|
(2) |
A defense of failure to
state a claim upon which relief can be granted, a defense of failure
to join a party indispensable under Rule 19, and an objection of
failure to state a legal defense to a claim may be made in a
pleading permitted or ordered under Rule 7, or by motion for
judgment on the pleadings, or at the trial on the merits. |
|
(3) |
Whenever the court lacks
jurisdiction of the subject matter, the court shall dismiss the
action. |
NNSC
Commentary: Lack of subject matter jurisdiction renders a judgment
void. Lack of subject matter jurisdiction may be noticed by the
court at anytime, even after judgment is entered
|
RULE 13. Counterclaim and CrossClaim.
|
13(a) |
Compulsory
Counterclaims. A pleading shall state as counterclaim any claim
which arises out of the transaction or occurrence that is the
subject matter of the opposing party's claim and does not require
for its adjudication the presence of third parties of whom the court
cannot acquire jurisdiction. But the pleader need not state the
claim if (1) at the time the action was commenced the claim was the
subject of another pending action, or (2) the opposing party brought
suit upon his claim by attachment or other process by which the
court did not acquire jurisdiction to render a personal judgment on
that claim, and the pleader is not stating any counterclaim under
Rule 13. |
13(b) |
Permissive Counterclaim. A pleading may state as a
counterclaim any claim against an opposing party not arising out of
the transaction or occurrence that is the subject matter of the
opposing party's claim. |
13(c) |
Counterclaim Exceeding
Opposing Claim. A counterclaim mayor may not defeat the recovery
sought by the opposing party. It may claim relief exceeding in
amount or of a different kind from that sought in the pleading of
the opposing party. |
13(d) |
Counterclaim Maturing or
Acquired After Pleading. A claim which either matured or was
acquired by the pleader after serving his pleading may, with the
permission of the court, be presented as a counterclaim by
supplemental pleading. |
13(e) |
Omitted Counterclaim.
When a pleader fails to state a counterclaim through oversight,
inadvertence, or excusable neglect, or when justice requires, he may
by leave of court make the counterclaim by amendment. |
13(f) |
Cross-claim Against
Co-Party. A pleading may state as a cross-claim any claim by one
party against a co-party arising out of the transaction or
occurrence that is the subject matter either of the original action
or of a counterclaim or relating to any property that is the subject
matter of the original action. The cross-claim may include a claim
that the party against whom it is asserted is or may be liable to
the cross-claimant for all or part of a claim asserted in the action
against the crossclaimant. |
13(g) |
Joinder of Additional
Parties. Persons other than those made parties to the original
action maybe made parties to a counterclaim or cross-claim in
accordance with the provisions of Rules 19 or 20. |
13(h) |
Separate Trial; Separate
Judgments. If the court orders separate trials as provided in
Rule 40(b), judgment on a counterclaim or crossclaim may be
rendered in accordance with Rule 54(b) when the court has
jurisdiction to do so even, if the claims of the opposing party have
been dismissed or otherwise disposed of. |
RULE 14. Third-party Practice.
|
14(a) |
Third-Party Complaint.
At any time after the commencement of the action, a defendant
may bring in a person not a party to the action, who is, or may be
liable to the defendant for all or part of the plaintiffs claim
against the defendant. |
14(b) |
Form and Content of Third-party
Pleadings. |
|
(1) |
The defendant bringing in
the third-party is the third-party plaintiff. |
|
(2) |
The person served with the
third-party complaint is the third-party defendant. |
|
(3) |
The third-party defendant
shall defend to the third-party plaintiffs claim as provided in Rule
12. |
|
(4) |
The third-party defendant
shall assert counterclaims against the third-party plaintiff as
provided in Rule 13. |
|
(5) |
The third-party defendant
may assert cross-claims against other third-party defendants as
provide in Rule 13. |
|
(6) |
The third-party defendant
may assert against the plaintiff any defense which the third-party
plaintiff has to the plaintiffs claim. |
|
(7) |
The third-party defendant
may assert any claim against the plaintiff arising out of the
transaction or occurrence that is the subject matter of the
plaintiffs claim against the thirdparty plaintiff. |
|
(8) |
The plaintiff may assert
any claim against the third-party defendant arising out of the
transaction or occurrence that is the subject matter of the
plaintiffs claim against the thirdparty plaintiff. |
|
(9) |
Upon assertion of a claim
by the plaintiff, the third-party defendant shall assert his
defenses as provided in Rule 12 and his counterclaims and
cross-claims as provided in Rule 13. |
|
(10) |
Any party may move to
strike the thirdparty claim, or for its severance, or separate
trial. |
|
(11) |
A third-party defendant may
proceed under this Rule against any person not a party to the action
who is or may be liable to him for all or part of the claim made
in the action against the third-party defendant. |
14(c) |
Service. A
third-party defendant is brought in by service upon him of a summons
and complaint as provided in Rule 4. |
14(d) |
When Plaintiff May Bring
in ThirdParty. When a counterclaim is asserted against a
plaintiff, he may bring in a third-party under this Rule. |
RULE 15. Amended and Supplemental
Pleadings.
|
15(a) |
Amendments. |
|
(1) |
A party may amend his
pleading once at any time before a responsive pleading is served or,
if the pleading is one to which no responsive pleading is permitted
and the action has not been placed upon the trial calendar, he may
amend it at any time within twenty (20) days after it is served.
Otherwise a party may amend his pleading only by leave of court or
by written consent of the adverse party except for the defenses
designated in Rule 12(i)(l). Leave to amend shall be freely given
when justice requires. |
|
(2) |
A party shall plead in
response to an amended pleading within the time remaining for
response to the original pleading or within ten (10) days after
service of the amended pleading, whichever period may be longer,
unless the court otherwise orders. |
15(b) |
Relation Back of
Amendments. Whenever the claim or defenses asserted in the
amended pleading arose out of the transaction, or occurrence set
forth or attempted to be set forth in the original pleading, the
amendment relates back to the date of the original pleading. An
amendment changing the party against whom a claim is asserted
relates back if the foregoing provision is satisfied and, within the
period provided by law for commencing the action against him, the
party to be brought in by amendment (1) has received notice of the
institution of the action that he will not be prejudiced in
maintaining his defense on the merits, and (2) knew or should have
known that, but for a mistake concerning the identity of the proper
party, the action would have been brought against him. Service of
process upon new parties must comply with Rule 4. |
15(c) |
Supplemental Pleadings.
Upon motion of a party the court may, upon reasonable notice,
permit the party to serve a supplemental pleading setting forth
transactions or occurrences or events which have happened since the
date of the original pleading. |
RULE 16. Pretrial Conference;
Scheduling; Management.
|
16(a) |
Pretrial Conferences;
Objectives. The court may in its discretion or upon motion of
the parties direct the counsel for the parties and any unrepresented
parties to appear for a conference before trial for such purposes
as: |
|
(1) |
expediting the disposition
of the action; |
|
(2) |
establishing early and
continuing control so that the case will not be protracted because
of lack of management; |
|
(3) |
discouraging wasteful
pretrial activities; |
|
(4) |
improving the quality of
the trial through more thorough preparation; and |
|
(5) |
facilitating the settlement
of the case. |
NNSC
Commentary:
In
our dual-culture courts, our rules require there must be observed
the two stages: (1) the
pretrial conference wherein settlement is facilitated and horizontal
decision-making is encouraged using informal methods, including Diné
traditional methods; and (2) the trial phase.
The development of our
court system plainly imposes a duty on our Navajo Nation judges to
use Diné methods of informal discussion whenever permissible,
primarily to aid horizontal decision-making by the parties
themselves. Rules of court must
be observed in the trial phase. However, the Supreme Court
has determined that Rule 16(a)
clearly provides a window for a court to informally proceed using
Diné methods of dispute resolution to facilitate settlement, during
which the court is not constrained by rule-based formalities.
A court must maintain the distinction between the pretrial and
trial hearing. If courts maintain this distinction, then the
use of traditional methods in our court system will work.
Manning v. Abeita, No.
SC-CV-66-08 (Nav. Sup. Ct. Aug 1, 2011).
|
16(b) |
Scheduling and Planning.
Upon its own motion or upon motion of the parties, the court
may, after consulting with the counsel for the parties and any
unrepresented parties by a pretrial conference, telephone, mail, or
other suitable means, enter a scheduling order that sets deadlines
for joining other parties and amending pleadings; serving and
hearing motions; and completing discovery.
The scheduling order may also include: the date or dates for
conferences before trial, a final pretrial conference, and trial;
and any other matters appropriate in the case.
If the court determines after consultation that a scheduling order
is appropriate, the order shall be issued promptly. A schedule shall
not be modified except by leave of court upon a showing of good
cause. |
16(c) |
Subjects to be Discussed
at Pretrial Conferences. The participants at pretrial conference
may act on: |
|
(1) |
the formulation and
simplification of the issues, including the elimination of frivolous
claims or defenses; |
|
(2) |
the necessity or
desirability of amendments to the pleadings; |
|
(3) |
the possibility of
obtaining admissions of fact and documents which will avoid
unnecessary proof, stipulations regarding the authenticity of
documents, and advance rulings from the court on the admissibility
of evidence; |
|
(4) |
the identification of those
Navajo customs or traditions which may be used to resolve the
dispute. |
|
(5) |
the avoidance of
unnecessary proof and of cumulative evidence; |
|
(6) |
the identification of
witnesses and documents, the need and schedule for filing and
exchanging pretrial briefs, and the date or dates for further
conferences and for trial; |
|
(7) |
the possibility of
settlement, or the use of extrajudicial procedures or the Navajo
peacemaker courts, to resolve the dispute; |
|
(8) |
the form and substance of
the pretrial order; |
|
(9) |
the disposition of pending
motions; |
|
(10) |
the need for adopting
special procedures for managing potentially difficult or protracted
actions that may involve complex issues, multiple parties, difficult
legal problems, or unusual proof problems; and |
|
(11) |
such other matters as may
aid In the disposition of the action. |
16(d) |
Final Pretrial
Conference. Any final pretrial conference shall be held as close
to the time of trial as reasonable under the circumstances. The
participants at pretrial conference shall formulate a plan for
trial, including a program for facilitating the admission of
evidence. |
16(e) |
Pretrial Orders.
After any pretrial conference, an order may be entered which shall
control the subsequent course of the action unless modified by a
subsequent order to prevent injustice. |
16(f) |
Sanctions. If a
party or counsel fails to obey a scheduling or pretrial order, or if
no appearance is made on behalf of a party at a scheduling or
pretrial conference, or if a party or party's counsel is
substantially unprepared to participate in the conference, or if a
party or party's counsel fails to participate in good faith, the
court may in its discretion or upon motion of any party enter
appropriate sanctions |
16(g) |
Pretrial statements.
Counsel for the parties or the parties together shall prepare a
joint pretrial statement prior to attending a final pretrial
conference which shall contain the following and shall be submitted
to the court at the time of the final pretrial conference: |
|
(1) |
The uncontested facts
deemed material. |
|
(2) |
The uncontested issues of
fact and law as the parties or counsel can agree are material or
applicable. |
|
(3) |
A separate statement by
each party of other issues of fact or law which that party believes
material. |
|
(4) |
A list of the witnesses
intended to be used by each party during the trial, other than those
intended to be used solely for impeachment. No witnesses shall be
used at the trial other than those listed, except to prevent
injustice. |
|
(5) |
A list of the exhibits
which each party intends to use at trial, other than those intended
to be used solely for impeachment, specifying exhibits which the
parties agree are admissible at trial. No exhibits shall be used
during the trial other than those listed, except to prevent
injustice. |
PART IV. PARTIES
|
RULE 17. Parties Plaintiff and
Defendant; Capacity.
|
17(a) |
Real Party in Interest.
Every action shall be prosecuted in the name of the real party
in interest. An executor administrator, or guardian appointed in the
Navajo Nation, bailee, trustee of an express trust, a party with
whom or in whose name a contract has been made for the benefit of
another, or a party authorized by statute may sue in his own name
without joining the party for whose benefit the action is brought.
No action shall be dismissed because it is not prosecuted in the
name of the real party in interest until a reasonable time has been
allowed after objection for ratification of commencement of
the action by, or joinder or substitution of, the real party in
interest; and such ratification, joinder or substitution shall have
the same effect as if the action has been commenced in the name of
the real party in interest. |
17(b) |
Actions By or Against
Personal Representatives. Actions for the recovery or possession
of property, real or personal, or to quiet title thereto, or to
determine an adverse claim thereto, and all actions founded upon
contracts, may be maintained by or against an executor or
administrator or an estate in all cases in which such actions might
have been maintained by or against his testator or intestate. |
17(c) |
Actions Against Surety,
Assignor or Endorser. The assignor, endorser, guarantor and
surety upon a contract, and the drawer of a bill which has been
accepted, may be sued without the maker, acceptor or other principal
obligor when the latter resides beyond the jurisdictional reach of
the Navajo Nation, or when his residence is unknown and cannot be
ascertained by the use of reasonable diligence, or when he is dead,
or insolvent. |
17(d) |
Infants or Incompetent
Persons. Whenever an infant or incompetent person has a
representative, such as a general guardian, or similar fiduciary,
the representative may sue or defend on behalf of the infant or
incompetent person. If an infant or incompetent person does not have
a duly appointed representative he may sue by his next friend or by
a guardian ad litem; The court shall appoint a guardian ad litem for
an infant or incompetent person not otherwise represented in an
action or shall make orders for the protection of the infant or
incompetent person. |
17(e) |
Bond of Guardian Ad
Litem or Next Friend. If an action is brought for the minor or
incompetent person by his next friend or guardian ad litem, the next
friend or guardian ad litem shall not receive any money or property
of the minor or incompetent until such friend or guardian files a
bond as security if the court deems necessary, or other form of
security in such form and with such surety as the court may
prescribe and approve. |
17(f) |
Consent of Guardian Ad Litem or Next Friend; Liability;
Compensation. No person shall be appointed guardian ad litem or
serve as next friend except upon written consent filed by the
person. The person shall not be personally liable for costs
connected with the action unless by order of the court. The court
may allow reasonable compensation for services. |
17(g) |
Partnerships and Corporations. Any partnership, corporation,
or any unincorporated association may sue and be sued in the name
which it has assumed or by which it is known. |
RULE 18. Joinder of Claims and
Remedies.
|
18(a) |
Joinder of Claims.
A party asserting a claim
for relief as an original claim, counterclaim, cross-claim, or
third-party claim, may join, either as independent or as alternate
claims, as many claims, legal or equitable, as he has against an
opposing party. |
18(b) |
Joinder of Remedies;
Fraudulent Conveyances. Whenever a claim is one recognized only
after another claim has been prosecuted to a conclusion, the two
claims may be joined in a single action, but the court shall grant
relief in that action only in accordance with the relative
substantive rights of the parties. In particular, a plaintiff may
state a claim for money and a claim to set aside a fraudulent
conveyance without first having obtained a judgment establishing the
claim for money. |
RULE 19. Joinder of Persons
Needed for Just Adjudication.
|
19(a) |
Compulsory Joinder.
If feasible, a person must be made a party in an action if: |
|
(1) |
Complete relief cannot be
given to those already parties unless such person is made a party;
or |
|
(2) |
The person claims an
interest relating to the subject of the action and disposition of
the action without the party may: |
|
|
(A) |
impair or impede his
ability to protect that interest; or |
|
|
(B) |
leave any of the parties
subject to a substantial risk of multiple or inconsistent liability
by reason of the claimed interest. |
19(b) |
Joinder Must be
Feasible. A person shall be made a party under this Rule only if
joinder is feasible: |
|
(1) |
Joinder will not deprive
the court of subject matter jurisdiction; and |
|
(2) |
The person to be joined IS
subject to service of process. |
19(c) |
Pleading. A failure
to join an indispensable party is raised as an affirmative defense
under Rule l2(b). |
19(d) |
Determination by Court
if Joinder not Feasible. If joinder is not feasible under Rule
19(b) the court must determine whether the action should proceed or
be dismissed. The factors to be considered by the court include:
|
|
(1) |
The extent to which a
judgment rendered in the person's absence might be prejudicial to
him or those already parties; |
|
(2) |
The availability of
alternatives such as other pleadings or remedies; and |
|
(3) |
Whether the plaintiff will
have an adequate remedy if the action is dismissed for nonjoinder. |
RULE 20. Permissive Joinder of
Parties.
|
20(a) |
Plaintiffs. All
persons may join In one action as plaintiffs if: |
|
(1) |
They assert any right to
relief jointly, severally, or in the alternative; and |
|
(2) |
The claims are in respect
to or arise out of the same transaction or occurrence, or series of
transactions or occurrences; and |
|
(3) |
Any question of law or fact
common to all these persons will arise in the action. |
20(b) |
Defendants. All
persons may be joined as defendants in an action if: |
|
(1) |
Relief is asserted against
them jointly, severally, or in the alternative; and |
|
(2) |
The claims against them are
in respect to or arise out of the same transaction or occurrence, or
series of transactions or occurrences; and |
|
(3) |
Any question of law or fact
common to all defendants will arise in the action. |
20(c) |
Relief. A plaintiff
or defendant need not be interested in obtaining or defending
against all the relief demanded. Judgment may be entered in
accordance with the respective rights and liabilities of the
parties. |
20(d) |
Separate Trials. The
court may order separate trials or make other orders to prevent
delay or prejudice. |
RULE 21. Misjoinder
and Non-joinder of Parties. |
|
Misjoinder of parties is
not grounds for dismissal of an action; parties may be dropped or
added by order of the court on motion of any party, or on its own
order, at any stage of the action on such terms as are just. Any
claim against a party may be severed and proceeded with separately |
NNSC
Commentary: This Rule prevents dismissal of an action because
certain persons or entities have or have not been made parties. Even
though parties are added or dropped at any stage of the proceeding,
this is not a ground for dismissing the whole case. This Rule deals
with parties. Rule 15(a) does not conflict. Rule l5(a) sets forth
when the content of pleadings may be amended.
|
|
NNSC
Commentary: Interpleader is more a procedural device than a matter
of substantive law. An interpleader action. permits a stakeholder
(generally an insurance company or a debtor), who has a set sum of
money or an item or property to which there is more than one
claimant, to ask the court to determine the rights and interests of
each claimant and the amount to which each is entitled. The
stakeholder admits that the money or property belongs to someone but
is legally unable to determine the rightful claimant. The person or
entity seeking interpleader may have no interest in the stake or may
be a party asserting a claim to all or part of the stake.
|
22(a) |
Interpleader.
Persons having claims against the plaintiff may be joined as
defendants and required to interplead when their claims are such
that the plaintiff is or may be exposed to double or multiple
liability. A defendant exposed to similar liability may obtain such
interpleader by way of cross-claim. The provisions of this Rule
supplement and do not in any way limit the joinder of parties
permitted in Rule 20. |
|
(1) |
The plaintiff must deposit
the disputed funds or property or the amount of the instrument or
obligation with the court. |
|
(2) |
The court may issue its
process for all claimants and enter its order restraining them from
instituting or prosecuting any proceeding in any. other tribal court
or any state or United States court affecting the property
instrument or obligation involved in the interpleader action until
further order of the court. |
22(b) |
Objections. The
following will not defeat joinder in an interpleader action: |
|
(1) |
The claims or the titles
upon which the claims depend do not have a common origin or are not
identical. |
|
(2) |
The claims or the titles
upon which the claims depend are adverse to and independent of one
another. |
|
(3) |
The plaintiff alleges that
he is not liable in whole or in part to any or all of the claimants. |
22(c) |
Release from Liability;
Deposit or Delivery. Any party invoking an interpleader action
may move the court for an order discharging him from liability to
any of the parties upon depositing the disputed funds or property
with the court. |
22(d) |
Preservation of Property
or Funds. Upon receipt of disputed funds or property the court
shall take adequate measures for the safeguarding and preserving of
the funds or property. Funds may be deposited into interest bearing
accounts established for that purpose. Upon final disposition of the
funds, the interest earned shall be awarded to the parties in the
same percentages as the principal funds |
RULE 23. Class Actions.
|
23(a) |
When Permitted. When
potential plaintiffs or defendants are too numerous for joinder, one
or more representative persons or entities may bring or defend an
action on behalf of all. |
23(b) |
Court Order. Within
ninety (90) days after a class action is filed the court shall issue
an order stating whether the class action will be allowed, the terms
and conditions upon which the matter shall proceed, and how notice
shall be given to the members of the class. |
23(c) |
Considerations. In
making the order required in Rule 23(b), the court shall consider
the following: |
|
(1) |
Whether the
representative(s) will adequately protect the interests of the
class. |
|
(2) |
Whether there are questions
of law or fact common to the class. |
|
(3) |
Whether the claims or
defenses of the representative parties are typical of the claims or
defenses of the class. |
|
(4) |
Whether separate actions by
or against individual members of the class might result in
contradictory or incompatible decisions. |
|
(5) |
The interests of the
members in individually controlling separate actions. |
|
(6) |
Any other factors raised by
the parties or appearing to the court which the effective and
efficient administration of justice require be considered. |
23(d) |
Notice. All members
of the class shall be notified of the action pursuant to the order
of the court under Rule 23(b), in a manner deemed reasonable by the
court. after considering all relevant circumstances including the
desirability of achieving the goal of actual notice to all class
members when this can be accomplished with reasonable efforts. The
notice shall contain the following: |
|
(1) |
That any member may be
excluded from the class by filing a written request with the court by
a certain date. |
|
(2) |
That the judgment, whether
favorable or not, will include all members who do not request
exclusion. |
|
(3) |
That the judgment, will not
include members who request exclusion from the class. |
|
(4) |
That if a member does not
request exclusion he may, at his option, enter an appearance through
counsel. |
23(e) |
Dismissal; Settlement.
No class action shall be dismissed or settled without approval
of the court and notice to all the members of the class in such
manner as the court directs. |
|
|
A person who is not a party
may enter a case upon filing a motion. |
NNSC
Commentary: Intervention is distinguished from Interpleader.
Intervention is a method whereby a person claiming an interest in
the matter in litigation may become a party in the pending case.
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24(a) |
Intervention of Right.
Upon a timely motion, anyone shall be permitted to intervene if:
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(1) |
A law of the Navajo Nation
confers an unconditional right to intervene; or |
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(2) |
The person seeking to
intervene claims an interest relating to the property or transaction
which is the subject of the action and disposition of the action may
as a practical matter impair or impede the person's ability to
protect that interest. |
24(b) |
Permissive Intervention.
Upon timely motion, anyone may be permitted to intervene if: |
|
(1) |
A law of the Navajo Nation
confers a conditional right to intervene; or |
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(2) |
The claim or defense of the
person seeking to intervene has a question of law or fact in common
with the main action. |
24(c) |
Procedure. A motion
to intervene shall be filed with the court and served upon the
parties as provided in Rule 5. The motion shall state the grounds
for intervention and shall be accompanied by a pleading setting
forth the claim or defense for which intervention is sought. |
24(d) |
Time to Answer. If
the motion to intervene is granted, the parties shall be allowed
twenty (20) days after service to answer the pleading of the
intervenor. |
RULE 25. Substitution of Parties.
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25(a) |
Death. |
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(1) |
If a party dies and the
claim is not extinguished, the court may order substitution of the
parties upon motion for substitution by any party or by the
successors or representatives of the deceased party. Notice of
substitution shall be served on the parties as provided in Rule 5
and upon persons not parties as provided in Rule 4 for the service
of summons. Unless the motion for substitution is made not later
than 90 days after the death is entered upon the record by service
of a statement of the fact of the death, as provided herein for the
service of the motion, the action shall be dismissed as to the
deceased party. |
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(2) |
In the event of the death
of one or more of the plaintiffs, or of one or more of the
defendants in an action in which the right sought to be enforced
survives only to the surviving plaintiffs or only against the
surviving defendants, the right sought to be enforced survives only
to the surviving plaintiffs or defendants. The death shall be
entered upon the record and the action shall proceed in favor of or
against the surviving parties. |
25(b) |
Death of Defendant After
Tort Action Commenced. An action to recover damages for injuries
to the person, or for property damage, or death caused by the
wrongful act, default or neglect of another, shall not end with the
defendant's death, and the personal representative may be
substituted as the defendant. If the action is against a receiver,
assignee or trustee, and such receiver, assignee or trustee dies,
resigns or is removed from office, his successor in office may be
substituted as defendant. The action shall then proceed to judgment
as if the defendant had remained alive, or the original receiver,
assignee, or trustee had continued in office. |
25(c) |
Incompetency. If a
party becomes incompetent, the court upon motion served as provided
in Rule 25(a), may allow the action to be continued by or against
his representative. |
25(d) |
Transfer of Interest.
In case of any transfer of interest, the action may be continued by
or against the original party, unless the court upon motion directs
the person to whom the interest is transferred to be substituted in
the action or joined with the original party. Service of the motion
shall be made as provided in Rule 25(a). |
25(e) |
Public Officers; Death or Separation
from Office. |
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(1) |
When a public officer is a
party to an action in an official capacity and during its pendency
dies, resigns or otherwise ceases to hold office, the action does
not cease and the successor is automatically substituted as a party.
Proceedings following the substitution shall be in the name of the
substituted party, but any incorrect identification not affecting
the substantial rights of the parties shall be disregarded. An order
of substitution may be entered at any time, but the omission to
enter such an order shall not affect the substitution. |
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(2) |
When a public officer sues
or is sued in an official capacity, he may be described as a party
by his official title rather than by name; but the court may order
his name be added. |
PART V. DEPOSITION AND DISCOVERY
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RULE 26. General Provisions
Governing Discovery.
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26(a) |
Discovery Purpose.
The purposes of discovery are to allow parties to prepare for trial,
to limit a party being surprised at trial, and to define and limit
the facts and issues actually in dispute. |
NNSC
Commentary: The purpose of discovery is to avoid surprise and to
enable the parties to fully prepare for trial. The purpose of
retrial preparation is to enable the parties to present the relevant
facts and law to the judge and/or jury as completely and
expeditiously as possible. As officers of the court, counsel should
make use of discovery methods to facilitate the prompt and efficient
administration of justice.
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(1) |
Discovery method.
Parties may obtain discovery by one or more of the following
methods: depositions upon oral examination or written questions;
written interrogatories; production of documents or things for
inspection and other purposes; physical and mental examinations; and
requests for admissions. |
26(b) |
What May be Discovered. |
NNSC
Commentary: Discovery may be broader than evidence admissible at
trial.
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|
(1) |
Generally. Parties
may discover any relevant matter, not subject to an evidentiary
privilege, which pertains to any fact or issue involved in the
pending action. Discovery may be had of information that may be
inadmissible at trial if it appears likely the information sought
will lead to the discovery of admissible evidence. |
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(2) |
Insurance Agreements.
A party may discover the existence and contents of any insurance
agreement which may be available to satisfy a judgment or reimburse
or indemnify one who pays a judgment. |
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(3) |
Trial Preparation. |
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(A) |
Materials. A party
may discover documents and tangible things prepared for litigation
by another party or the party's representative. The party seeking
discovery must show: |
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|
i. |
A substantial need of the materials in
preparation of its case, and
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|
ii. |
Is unable to obtain the materials or
their substantial equivalent without undue hardship, |
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iii. |
In ordering discovery of such materials
when the required showing has been made, the court shall protect
against disclosure of the mental impressions, conclusions, opinions,
or legal theories of an attorney or other representative of a party
concerning the litigation. |
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(B) |
Statements of a Party.
A party may obtain a statement concerning the action or its subject
matter previously made by that party. The statement may be written
and signed or approved by the person making it or it may be a
statement recorded by a stenographer or a machine at the time the
statement was made. |
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(C) |
Experts.
A party may discover through interrogatories addressed to a party
the following information regarding experts consulted or employed by
another party in connection with the pending action: |
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i. |
Identity of experts the party expects
to present at trial.
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ii. |
To state the subject matter on which
the expert is expected to testify. |
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iii. |
A summary of the facts and opinions to
which the expert is expected to testify and the grounds for each
opinion. |
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iv. |
A party may discover facts known or
opinions held by an expert who has been retained or specially
employed by another party in anticipation of litigation or
preparation for trial and who is not expected to be called as a
witness at trial, only as provided in Rule 35(b), or upon a showing
of exceptional circumstances under which it is impracticable for the
party seeking discovery to obtain facts or opinions on the same
subject by other means. |
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v. |
Unless injustice would result the party
seeking discovery shall pay the expert a reasonable fee for time
spent in responding to the party's discovery requests. |
26(c) |
Protective Orders.
Upon motion by a party or by the person from whom discovery is
sought, or alternatively on matters relating to a deposition, and
for good cause shown, the court in which the action is pending may
make any order to protect a party or person from annoyance,
embarrassment, oppression, or undue burden or expense, including but
not limited to one or more of the following: |
NNSC
Commentary: Even after discovery has been had, the responding party
has a duty to supplement or amend responses. Failure to supplement
may, in the discretion of the court where the action is pending, be
subjected to the sanctions of Rule 37.
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(1) |
that the discovery not be had;
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(2) |
that the discovery may be had only on specified terms and
conditions, including a designation of the time or place; |
|
(3) |
that the discovery may be had only by a method of discovery other
than that selected by the party seeking discovery; |
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(4) |
that certain matters not be inquired into, or that the scope of the
discovery be limited to certain matters; |
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(5) |
that discovery be conducted with no one present except persons
designated by the court; |
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(6) |
that a deposition, after being sealed, be opened only by order of
the court; |
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(7) |
that a trade secret or other confidential research, development, or
commercial information not be disclosed or be disclosed only in a
designated way; |
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(8) |
that the parties simultaneously file specified documents or
information in sealed envelopes to be opened as directed by the
court. |
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If the motion for a protective order is denied in whole or in part,
the court may, on such terms and conditions as are just, order that
any party or person provide or permit discovery. Rule 37(a)(4)
applies to the award of expenses incurred by the motion. |
26(d) |
Sequence and Timing of
Discovery. Unless the court, upon motion for the convenience of
parties and witnesses and in the interests of justice, orders
otherwise, methods of discovery may be used in any sequence and the
fact that a party is conducting discovery, whether by deposition or
otherwise, shall not operate to delay any other party's discovery. |
26(e) |
Supplementation of
Responses. A party is under a continuing duty to supplement or
amend responses to discovery requests or questions if: |
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(1) |
The responding party
obtains information which shows a prior response was incorrect; |
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(2) |
The responding party
obtains information which shows that the prior response although
correct when made is no longer true and failure to amend would be in
substance a knowing concealment; |
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(3) |
The question or request
pertains to: |
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(A) |
The identity and location
of persons having knowledge of discoverable material. |
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(B) |
The identity of each person
expected to be called as an expert witness at trial, the subject
matter on which testimony is expected, and the substance of the
testimony. |
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(C) |
The identity of any other
person expected to be called as a witness at trial. |
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Any witness not identified
in accordance with this Rule or Rule 16 shall not be permitted to
testify except to prevent injustice or upon written agreement of the
parties. |
26(f) |
Signing of Discovery
Requests; Responses; Objections. Rule l1(a) applies to each
request for discovery, or response, or objection. |
RULE 27. Depositions Pending Appeal.
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If a judgment is appealed,
or before taking an appeal if the time has not expired, the court in
which the judgment was rendered may allow the taking of the
depositions of witnesses to perpetuate their testimony for use in
the event of further proceedings in the court. In such case the
party who desires to perpetuate the testimony may make a motion in
the district court for leave to take the depositions, upon the same
notice and service as if the action was pending in the court. The
motion shall state the names and addresses of the persons to be
examined, the substance of the testimony, and the reasons for
perpetuating their testimony. If the court finds that the
perpetuation of the testimony is proper to avoid a failure or delay
of justice, it may make an order allowing the depositions and may
make orders under Rules 34 and 35 and thereupon the depositions may
be taken and used under the same conditions as are prescribed in
these Rules for depositions taken in actions pending in the district
court. |
RULE 28. Persons Before Whom Depositions May be Taken.
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28(a) |
Persons Authorized.
Depositions shall be taken before a person authorized to administer
oaths by the courts of the Navajo Nation, by a certified court
reporter, or by a person authorized by the laws of the place where
the examination is held. |
28(b) |
Notice. Depositions
may be taken in the Navajo Nation or anywhere upon notice as
provided by these Rules. |
28(c) |
Disqualification for
Interest. No deposition shall be taken before a person who is a
relative or employee or counsel of any of the parties or is
financially interested in the action. |
RULE 29.
Stipulation Regarding Discovery Procedure.
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Unless the court orders
otherwise, the parties may by stipulation (1) provide that
depositions may be taken before any person, at any time or place,
upon any notice, and in any manner and when so taken may be used
like other depositions and (2) modify the procedures provided by
these Rules for other methods of discovery, including extending the
time provided in Rules 33, 34, and 36 for responses to discovery. |
RULE 30. Depositions Upon Oral Examination.
|
30(a) |
When
Depositions May be Taken. After commencement of the action, any
party may take the testimony of any person, including a party,
by deposition upon oral examination. The attendance of witnesses may
be compelled by subpoena as provided in Rule 45: |
30(b) |
Notice of Examination. |
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(1) |
A party desiring to take the deposition of any person upon oral
examination shall serve reasonable notice in writing to every other
party to the action. The notice shall state: |
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(A) |
The time and place for taking the deposition. |
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(B) |
The name and address of each person to be examined if known, and, if
the name is not known, a general description sufficient to identify
him or the particular class or group to which he belongs. |
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(C) |
How the deposition will be recorded. |
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(D) |
The name of the person before whom the deposition will be taken. |
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(E) |
If a subpoena duces tecum is to be served on the person to be
examined, the designation of the materials to be produced as set
forth in the subpoena shall be attached to or included in the
notice. |
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(2) |
Leave of court is not required for the taking of a deposition. The
notice of deposition must be filed with the court before or at the
time it is served. |
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(3) |
The notice to a party deponent may be accompanied by a request under
Rule 34 for the production of documents and tangible things at the
taking of the deposition. The procedures of Rule 34 shall apply to
the request. |
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(4) |
A party may, in its notice, name as the deponent a public or private
corporation or a partnership or association or governmental agency
and designate with reasonable particularity the matters on which
examination is requested. The organization named shall designate one
or more officers, directors, or managing agents, or other persons
who consent to testify on its behalf, and may list, for each person
designated the matters on which the person will testify. The persons
designated shall testify on matters known or reasonably available to
the organization.
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30(c) |
Examination and
Cross-examination. Persons being deposed may be examined and
cross-examined. The officer before whom the deposition is to be
taken shall put the witness on oath and shall personally, or by
someone acting under his direction and in his presence, record the
testimony of the witness.
All objections made at the time of the examination to the
qualifications of the officer taking the deposition, or to the
manner of taking it, or to the evidence presented, or to the conduct
of any party, and any other objection to the proceedings, shall be
noted for the record by the officer upon the deposition. Evidence
objected to shall be taken subject to the objections. |
30(d) |
Termination or
Limitation or Examination. At any time during the taking of the
deposition, if a party or the deponent reasonably believes that the
examination is being conducted in bad faith or in a manner as to
unreasonably annoy, embarrass, or oppress the deponent or party, the
party or deponent may ask the deposing party to stop taking the
deposition, or to limit the scope and manner of the taking of the
deposition. If the request is denied the objecting party or deponent
may suspend the taking of the deposition for the time necessary to
make a motion to the district court for an order to limit the scope
and manner of taking the deposition. It shall be the responsibility
of the party or deponent suspending the deposition to make a motion
to the district court within five (5) days. Rule 37(a)(4) applies to
the award of expenses incurred for the motion. |
30(e) |
Transcription.
Any party who wants the testimony transcribed shall make such
arrangements with the person before whom the deposition is taken. |
30(f) |
Submission to Witness;
Changes; Signing. When the testimony is fully transcribed the
deposition shall be submitted to the witness for examination and
reading unless such examination and reading are waived by the
witness and by the parties. Any change in form or substance which
the witness makes shall be attached to the deposition by the officer
with a statement of the reasons given by the witness for change. The
witness shall sign the deposition, unless the parties stipulate to
waive the signing or the witness is ill or cannot be found or
refuses to sign. If the deposition is not signed by the witness
within twenty (20) days of its submission to him, the officer shall
sign it and state on the record the waiver or of the illness
or absence of the witness or of the refusal to sign with the reason
given, if any, and the deposition may then be used as though signed,
unless on a motion to suppress under Rule 32(c)(4), the court finds
that the reasons given for the refusal to sign require rejection of
the deposition in whole or in part. |
30(g) |
Certification and Filing
by Officer; Exhibits; Copies; Notice of Filing; Preservation of
Notes and Tapes of Depositions. |
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(1) |
The officer shall certify
on the deposition that the witness was duly sworn and that the
deposition is a true record of the testimony given by the witness.
Unless otherwise ordered by the court, the officer shall then seal
the deposition in an envelope endorsed with the title of the action
and marked "Deposition of [insert name of witness]" and promptly
file it with the court in which the action is pending or send it by
registered mail or certified mail to the clerk for filing.
Documents and things produced for inspection during the
examination of the witness, shall, upon the request of a party, be
marked for identification and annexed to the deposition. They may be
inspected and copied by any party, and if the person producing
the materials retains them he may (A) offer copies to be marked for
identification and annexed to the deposition and to serve as
originals if he gives all parties fair opportunity to verify the
copies by comparison with the originals, or (B) offer the originals
to be marked for identification, after giving each party an
opportunity to inspect and copy them, in which event the materials
may then be used as if annexed to the deposition. Any party may move
for an order that the original be annexed to an[d] returned with the
deposition to the court, pending final disposition of the case. |
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(2) |
Upon payment of reasonable
charges, the officer shall furnish a copy of the deposition to any
party or to the deponent. |
|
(3) |
The party taking the
deposition shall give prompt notice of its filing to all other
parties. |
|
(4) |
The officer shall preserve
and retain for a period of 10 years all original notes and
stenographic tapes taken or recorded during a deposition, which
shall be retained by the officer in place and manner to be available
to the court or any party upon request. |
30(h) |
Failure to Attend or to
Serve Subpoena; Expenses. |
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(1) |
If the party giving notice
of the taking of a deposition fails to attend and proceed and the
deponent or another party attends in person or by counsel pursuant
to the notice, the court may order the party giving the notice to
pay the deponent and the other party the reasonable expenses
incurred for attending, including reasonable attorney's fees where
appropriate. |
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(2) |
If the party giving notice
of the taking of a deposition of a witness fails to serve a subpoena
and the witness, because of such failure, does not attend, and if
another party attends in person or by counsel because he expects the
deposition of that witness to. be taken, the court may order the
party giving notice to pay the other party the reasonable expenses
incurred for attending, including reasonable attorney's fees. |
30(i) |
Depositions for Foreign
Jurisdiction. When an action is pending in any jurisdiction foreign
to the Navajo Nation and a party or his counsel wishes to take a
deposition in the Navajo Nation, it may be done in accordance with
the provisions of this Rule and a subpoena or subpoena duces tecum
may be issued from the district court of the Navajo Nation. The
party or his counsel shall file, as a civil action, an application
under oath, captioned as is the foreign action, which contains the
following information: |
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(A) |
The caption of the case and
the court in which it is pending including the names of all parties
and the names of the counsels for the parties; |
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(B) |
References to the law of
the jurisdiction in which the action is pending that authorized the
taking of the deposition in the Navajo Nation and such facts as,
under that law, entitle the party to take the deposition and have a
subpoena issued for the attendance of the witness; |
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(C) |
A certified copy of the
notice of taking deposition, order of the foreign court authorizing
the deposition, commission or letter (TEXT MISSING) interrogatory or
such other pleadings as, under the law of the foreign jurisdiction,
are necessary to take the deposition; |
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(D) |
A description of the notice given to other parties of the filing of
the application and a description of the means of service of the
approved application proposed to be made upon other parties to the
action. A hearing may be set if a party opposes the application.
Upon the filing of the application the court for the district in
which the deposition is to be taken may issue the subpoena or
subpoena duces tecum as requested by the application. An affidavit
of service of the application upon all other parties to the civil
action shall be filed with the clerk of the court. |
RULE 31. Deposition Upon Written
Questions.
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31(a) |
Serving Questions; Notice.
After commencement of the action, any party may take the testimony
of any person, including a party, by deposition upon written
questions. The attendance of witnesses may be compelled by the use
of subpoena under Rule 45.
A party desiring to take a deposition upon written questions
shall serve them upon every other party with a notice stating (1)
the name and address of the person who is to answer them, if known,
and if the name is not known, a general description sufficient to
identify him or the particular class or group to which he belongs,
and (2) the name or descriptive title and address of the officer
before whom the deposition is to be taken. A deposition upon written
questions may be taken of a public or private corporation or a
partnership or association or governmental agency pursuant to Rule
30(b)(4).
Within thirty (30) days after the notice and written questions are
served, a party may serve cross questions upon all other parties.
Within ten (] 0) days after being served with cross questions, a
party may serve redirect questions upon all other parties. Within
ten (10) days after being served with redirect questions, a party
may serve recross questions upon all other parties. The court may
enlarge or shorten the time for cause. |
31(b) |
Officer to Take Responses and Prepare Record. A copy of the
notice and copies of all questions served shall be delivered by the
party taking the deposition to the officer designated in the notice,
who shall proceed promptly, pursuant to Rule 30( c), (f), and (g),
to take the testimony of the witness in response to the questions
and to prepare, certify, and file or mail the deposition, attaching
the copy of the notice and the questions. |
31(c) |
Notice of Filing. When the deposition is filed the party
taking it shall promptly give notice to all other parties. |
RULE 32. Use of Depositions in
Court Proceedings.
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32(a) |
Use of Depositions. At the trial or upon the hearing of a
motion or an interlocutory proceeding, any part or all of a
deposition, so far as admissible under the Rules of Evidence applied
as though the witness were then present and testifying, may be used
against any party who was present or represented at the taking of
the deposition or who had reasonable notice, in accordance with any
of the following provisions: |
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(1) |
Any deposition may be used by any party for the purpose of
contradicting or impeaching the testimony of deponent as a witness
or for any other purpose permitted by the Rules of Evidence. |
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(2) |
The deposition of a party or of anyone who at the time of taking the
deposition was an officer, director or managing agent, or a person
designated under Rules 30(b)(4) or 31 (a) to testify on behalf of a
public or private corporation, partnership or association or
governmental agency which is a party may be used by an adverse party
for any purpose.
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(3) |
The deposition of a witness, whether or not a party, may be used by
any party for any purpose if the court finds: (A) that the witness
is dead; or (B) that the witness is outside the Navajo Nation,
unless it appears that the absence of the witness was procured by
the party offering the deposition; or (C) that the witness is unable
to attend or testify because of age, illness, infirmity, or
imprisonment; or (D) that the party offering the deposition has been
unable to procure the attendance of the witness by subpoena; or (E)
upon application and notice, that such exceptional circumstances
exit in the interest of justice and with due regard to the
importance of presenting the testimony of witnesses orally in open
court, to allow the deposition to be used.
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(4) |
If only part of a deposition is offered in evidence by a party, an
adverse party may request introduction of other parts which ought in
fairness be considered with the part introduced, and any party may
introduce any other parts.
Substitution of parties pursuant to Rule 25 does not affect the
right to use depositions previously taken; and, when an action has
been brought in another jurisdiction and another action involving
the same subject matter is afterward brought between the same
parties or their representatives or successors in interest, all
depositions lawfully taken and duly filed in the former action may
be used in the latter as if originally taken. A deposition
previously taken may also be used as permitted by the Rules of
Evidence. |
32(b) |
Objection to Admissibility.
Objection may be made at the trial or hearing to receiving in
evidence any deposition or part of deposition for any reason which
would require the exclusion of the evidence if the witness was then
present and testifying. |
32(c) |
Effect of Errors and Irregularities
in Depositions. |
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(1) |
As to notice. All errors and irregularities in the notice for
taking a deposition are waived unless written objection is promptly
served upon the party giving the notice. |
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(2) |
As to disqualification of officer. Objection to taking a
deposition because of disqualification of the officer before whom it
is to be taken is waived unless made before the taking of the
deposition begins or as soon. thereafter as the disqualification
becomes known or could be discovered with reasonable diligence.
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(3) |
As to taking of deposition. |
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(A) |
Objections to the competency of a witness or to the competency,
relevancy, or materiality of testimony are not waived by failure to
make them before or during the taking of the deposition, unless the
ground for objection is one which might have been nullified or
removed if presented at that time. |
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(B) |
Errors and irregularities occurring at the oral examination in the
manner of taking the deposition, in the form of the questions or
answers, in the oath or affirmation, or in the conduct of parties,
and errors of any kind which might be obviated, removed, or cured if
promptly presented, are waived unless timely objection is made at
the taking of the deposition. |
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(C) |
Objections to the form of written questions submitted under Rule 31
are waived unless served in writing upon the party propounding them
within the time allowed for serving the succeeding cross or other
questions and within fIve (5) days after service of the last
questions authorized. |
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(4) |
As to Completion and Return of Deposition. Errors and
irregularities in the manner in which the testimony is transcribed
or the deposition is prepared, signed, certified, sealed, endorsed,
transmitted, filed, or otherwise dealt with by the officer under
Rules 30 and 31 are waived, unless a motion to suppress the
deposition or of some part is made with reasonable promptness after
the defect is, or with due diligence might have been, discovered. |
RULE 33. Interrogatories To
Parties.
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33(a) |
Availability. Any party may serve upon any other party
written interrogatories to be answered by the party served, or, if
the party served is a public or private corporation or a partnership
or association or governmental agency, by any officer or agent, who
shall furnish such information a is available to the party. |
33(b) |
Procedures for Use. The use of written interrogatories shall
be as follows: |
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(1) |
Interrogatories may be submitted to any party at the time a claim
for relief or responsive pleading is served upon that party or at
any time thereafter, except that interrogatories shall not be
submitted without leave of court less than sixty (60) days prior to
the date set for trial. |
|
(2) |
Sufficient space for the answer shall be provided after each
question. The party answering the interrogatories shall use the
space provided for each question. If the answer requires more space,
the answer shall continue on a separate sheet of paper. |
|
(3) |
The party submitting the interrogatories shall serve the original
and one copy upon the answering party and shall serve one copy of
the interrogatories upon every other party. |
|
(4) |
The party submitting the interrogatories shall file a Notice of
Service of Interrogatories with the clerk of the court. The notice
shall state that interrogatories have been served, identify the
answering party, state the date of service, and state the names of
all parties served with copies of the interrogatories. Copies of the
Notice of Service shall be sent to all parties. |
|
(5) |
The answering party shall, within the time allowed under Rule 33(e),
file with the clerk of the court the original interrogatories with
answers and/or objections and serve a copy upon the party submitting
the interrogatories and upon all other parties. The answers shall
contain a certificate of service. |
33(c) |
Objections. If any
interrogatory is objected to, the reasons shall be stated in place
of the answer. |
33(d) |
Signing Interrogatories.
The answered interrogatories shall contain a notarized statement of
the party that the answers are true and complete to the best of the
answering party's knowledge and belief. The objections, if any,
shall be signed by the counsel representing the answering party. |
33(e) |
Time for Answering.
The party to whom interrogatories are submitted shall file the
answers within thirty (30) days of service, unless a longer or
shorter time is permitted by the court. The parties may stipulate to
an extension of time for answering by filing the stipulation with
the court. |
33(f) |
Sanctions. The party
submitting the interrogatories may move for an order under Rule 37
with respect to any objection to or other failure to answer an
interrogatory. |
33(g) |
Scope; Use at Trial.
Interrogatories may relate to any matters which can be inquired into
under Rule 26(b), and the answers may be used to the extent
permitted by the Rules of Evidence. An interrogatory, otherwise
proper, is not objectionable merely because an answer to the
interrogatory involves an opinion or contention that relates to a
fact or the application of law to fact, but the court may order that
such an interrogatory need not be answered until after designated
discovery has been completed or until a pretrial conference or other
later time. |
33(h) |
Option to Produce
Business Records. Where the answer to an interrogatory may be
derived or ascertained from the business records of the party upon
whom the interrogatory has been served or from an examination, audit
or inspection of such business records, including a compilation,
abstract, or summary, and the burden of deriving or ascertaining the
answer is substantially the same for the party serving the
interrogatory as for the party served, it is sufficient answer to
such interrogatory to specify the records from which the answer may
be derived or ascertained and to afford the party serving the
interrogatory reasonable opportunity to examine, audit, or inspect
such records and to make copies, compilations, abstracts, and
summaries. A specification shall be in sufficient detail to permit
the interrogating party to locate and identify the records from
which the answer may be derived or ascertained. |
NNSC
Commentary: Business
records are those records which a person or entity keeps as a
written or computer-stored record of its transactions, agreements,
daily activities, employees, etc. Business records may include
records of inventory, records of sales, personnel files, time
sheets, telephone logs, memoranda, contracts, etc. The definition is
very broad. If it is not apparent on the face of the discovery
request what documents are needed, the discovery request should be
made as specific as possible. A request to produce or examine all
business records may be subject to a protective order.
|
RULE 34. Production of Document
and Things; Entry Upon Land for Inspection and Other Purposes.
|
34(a) |
Scope. Any party may serve on any other party a request: |
|
(1) |
to produce and permit the requesting party, or someone acting on his
behalf, to inspect and copy any designated documents including
writings, drawings, graphs, charts, photographs, phone records, and
other data compilations from which information can be obtained or
translated into reasonably usable form when translation is
necessary; or |
|
(2) |
to inspect and copy, test, or sample any tangible thing which
constitutes or contains matters within the scope of Rule 26(b), and
which is in the possession, custody or control of the party upon
whom the request is served; or |
|
(3) |
to permit entry upon designated land or other property in the
possession or control of the party upon whom the request is served
for the purpose of inspection and measuring, surveying,
photographing, testing, or sampling the property or operation,
within the scope of Rule 26(b). |
34(b) |
Procedure. |
|
(1) |
Leave of court is not required before service of a request under
this Rule. |
|
(2) |
A request may be served upon the plaintiff after the, commencement
of the action. |
|
(3) |
A request may be served upon any other party with or after service
of the summons and complaint upon that party |
|
(4) |
The request shall list the items to be inspected with reasonable
specificity. |
|
(5) |
The party upon whom the request is served shall serve a written
response within thirty (JO) days after the service of the request
except that a defendant may serve a response within forty-five (45)
days after service of the summons and complaint upon that defendant.
The court may allow a shorter or longer time |
|
(6) |
The response shall state, with respect to each item, that inspection
and related activities will be permitted as requested, unless the
request is objected to, in which event the reasons for objection
shall be stated. If objection is made to a part of any item, the
part shall be specified. |
|
(7) |
A party who produces documents for inspection shall produce them as
they are kept in the usual course of business or shall organize and
label them to correspond with the request. |
|
(8) |
The party submitting the request may move for an order under Rule
37(a) with respect to any objection to or other failure to respond
to the request or any part thereof or any failure to permit
inspection as requested. |
34(c) |
Persons not Parties.
This Rule does not preclude an independent action against a person
not a party for production of documents and things and permission to
enter upon land. |
RULE 35. Physical and Mental Examination of Persons.
|
35(a) |
Order for Examination. When the mental or physical conditions
(including the blood group) of a party, or of a person in the
custody or under the legal control of a party, is in controversy,
the court may order the party to submit to a physical or mental
examination by a physician or to produce for examination the person
in his custody or legal control. The order may be made only on
motion for good cause shown and upon notice to the person to be
examined and to all parties and shall specify the time, place,
manner, conditions, and scope of the examination and the person or
persons by whom it is to be made. |
35(b) |
Report of Examining Physician |
|
(1) |
If requested by the party against whom an order is made under Rule
35(a), or the person examined, the party causing the examination
shall deliver to the requestor a copy of a detailed written report
of the examining physician setting out his findings, including
results of all tests made, diagnoses and conclusions, together with
like reports of all earlier examinations of the same condition.
After delivery the party causing the examination shall be entitled
upon request to receive from the party against whom the order is
made a like report of any examination previously or thereafter made
of the same condition, unless, in the case of a report of an
examination of a person not a party, the party shows that he is
unable to obtain it. The court on motion may order a party to
deliver a report to a requestor, and if a physician fails or refuses
to make a report, the court may exclude his testimony if offered at
the trial. |
|
(2) |
By requesting and obtaining a report of the examination so ordered
or by taking the deposition of the examiner, the party examined
waives any privilege he may have in that action or any other
involving the same controversy, regarding the testimony of every
other person who has examined or may thereafter examine him in
respect to the same mental or physical condition. |
|
(3) |
This subdivision applies to examinations made by agreement of the
parties, unless the agreement expressly provides otherwise. This
subdivision does not preclude discovery of a report of an examining
physician or the taking of a deposition of the physician or the
taking of a deposition of the physician under any other Rule. |
35(c) |
Alternate Procedure:
Notice of Examination; Objections. |
|
(1) |
When the parties agree that a mental or physical examination is
appropriate but do not agree as to the examining physician, the
party desiring the examination may seek it by giving reasonable
notice in writing to every other party to the action. The notice
shall specify the name of the examiner, the person to be examined,
and the time, place and scope of the examination. |
|
(2) |
Upon motion by a party or by the person to be examined, and for good
cause shown the court may, in addition to orders appropriate under
Rule 35(a), order that the examination be made by a physician other
than the one specified in the notice. If a party, after being served
with a notice under this Rule, does not make a motion under this
Rule and fails to appear for the examination or to produce for
examination the person in his custody or legal control, the court
may on motion order sanctions under Rule 37(d). |
|
(3) |
Rule 35(b) shall apply to an examination made under this
subdivision. |
RULE 36. Requests for Admission.
|
36(a) |
Requests for Admission. A party may serve upon any other party a
written request for: |
NNSC
Commentary: Requests
for admission may be used to establish facts or genuineness of
documents. They may not be used to establish applicable law, or the
application of facts to applicable legal provisions.
|
|
(1) |
The admission of the truth of a fact; or |
|
(2) |
Admission of the genuineness of any document. |
36(b) |
Failure to Respond. The matter is admitted unless a written
answer or objection signed by the answering party or his counsel is
served upon the requesting party within thirty (30) days of the
service of the request |
NNSC
Commentary: If a
response is not made the matter will be treated as admitted and will
not be required to be proven at trial.
|
36(c) |
Content of Responses.
|
|
(1) |
The grounds for the objections must be stated. |
|
(2) |
Admissions shall be specifically stated. |
|
(3) |
Denials shall be specifically stated or the response shall set forth
in detail why the answering party cannot truthfully admit or deny
the matter. |
|
(4) |
Lack of information or lack of knowledge may not be given as a
reason for the failure to admit or deny unless the answering party
states that he has made reasonable inquiry and that the information
known or readily obtainable by him is insufficient to enable him to
admit or deny. |
|
(5) |
That the fact which is the subject of the request for admission is
in genuine dispute and to be litigated is not by itself a sufficient
answer or objection. |
36(d) |
Scope. Any admission
made by a party under this Rule is for the pending action only and
is not an admission for any other purpose nor may it be used against
the party in other proceedings. Subject to Rule 16( e), the court
may permit withdrawal or amendment when the presentation of the
merits of the action will be subserved thereby and the party who
obtained the admission fails to satisfy the court that withdrawal or
amendment will prejudice him in maintaining his action or defense on
the merits. |
36(e) |
Sufficiency. The
party who has requested the admissions may move to determine the
sufficiency of the answers or objections: |
|
(1) |
Unless the court determines that an objection is justified, it shall
order that an answer be served. |
|
(2) |
If the court determines that an answer does not comply with the
requirements of this Rule, it may order either that the matter is
admitted or that an amended answer be served. |
36(f) |
Sanctions. |
|
(1) |
Rule 37(a)(4) applies to the award of expenses incurred in relation
to a motion under Rule 36(e). |
|
(2) |
Rule 37(c) applies when the requesting party proves the truth of
matters of genuineness of documents for which admissions were
requested. |
RULE 37. Failure To Make Discovery; Sanctions.
|
NNSC
Commentary: Sanctions
usually involves two steps. First, there is a motion to compel
discovery. If the motion is granted and is not obeyed, the court may
impose sanctions. Rule 37(d) provides for exceptions in which
sanctions may be imposed for violation of discovery rules without a
prior court order compelling discovery.
|
37(a) |
Motion for Order Compelling Discovery. A party, upon
reasonable notice to other parties and all persons affected, may
move for an order compelling discovery as follows: |
|
(1) |
Appropriate Court. A motion for an order shall be made to the
court where the action is pending. |
|
(2) |
Motion. If a deponent fails to answer a question propounded
or submitted under Rules 30 or 31, or a corporation or other entity
fails to make a designation under Rules 30(b)( 4) or 31(a), or a
party fails to answer an interrogatory submitted under Rule 33, or
if a party, iI,1 response to a request for inspection submitted
under Rule 34, fails to respond that inspection will be permitted as
requested or fails to permit inspection as requested, the
discovering party may move for an order compelling an answer, or a
designation, or an order compelling inspection in accordance with
the request. When taking a deposition on oral examination, the
proponent may complete or adjourn the examination before moving for
an order.
If the court denies the motion in whole or in part, it may make
such protective order as it would have been empowered to make on a
motion made pursuant to Rule 26(c). |
|
(3) |
Evasive or Incomplete Answer. A vague, avoiding, or
incomplete answer shall be treated as a failure to answer. |
|
(4) |
Award of Expenses of Motion. If the motion is granted, the
court may, after opportunity for hearing, require the party or
deponent whose conduct necessitated the motion or the party or
counsel advising such conduct or both of them to pay to the moving
party the reasonable expenses incurred in obtaining the order,
including attorney's fees, unless the court finds that the
opposition to the motion was substantially justified or that other
circumstances make an award of expenses unjust.
If the motion is denied, the court may, after opportunity for
hearing, require the moving party or the counsel advising the motion
or both of them to pay to the party or deponent who opposed the
motion the reasonable expenses incurred in opposing the motion,
including attorney's fees, unless the court finds that the making of
the motion was substantially justified or that other circumstances
make an award of expenses unjust.
If the motion is granted in part and denied in part, the court
may apportion the reasonable expenses incurred in relation to the
motion among the parties and persons. |
37(b) |
Failure to Comply With Order. |
|
(1) |
Sanctions by Court Where Deposition is Taken. If a deponent
fails to be sworn or to answer a question after being directed to do
so by the court, the failure may be a contempt of court. |
|
(2) |
Sanctions by Court in Which Action is Pending.
If a party or an
officer, director, or managing agent of a party, or person
designated to testify on behalf of a party under Rules 30(b)(4) or
31(a), fails to obey an order to permit discovery, including an
order under Rule 37(a) or Rule 35, the court in which the action is
pending may make such orders in regard to the failure as are just,
and among others the following: |
|
|
(A) |
An order that the matters
regarding which the order was made or any other designated facts
shall be taken to be established in accordance with the claim of the
party obtaining the order; |
|
|
(B) |
An order refusing to allow
the disobedient party to support or oppose designated claims or
defenses, or prohibiting him from introducing designated matters in
evidence; |
|
|
(C) |
An order striking out
pleadings or parts of pleadings, or staying further proceedings
until the order is obeyed, or dismissing the action or proceeding or
any part thereof, or rendering a judgment by default against the
disobedient party; |
|
|
(D) |
In lieu of any of the
foregoing orders or in addition to the orders, an order of contempt
of court for the failure to obey any order except an order to submit
to a physical or mental examination; |
|
|
(E) |
Where a party disobeys an
order under Rule 35(a) requiring him to produce another for
examination, such orders as are listed in paragraphs (A), (B), and
(C) of this subdivision, unless the party disobeying shows that he.
is unable to produce such person for examination. |
|
|
In lieu of any of the
foregoing orders or in addition thereto, the court shall require the
party disobeying the order or the counsel advising or both to pay
the reasonable expenses, including attorney's fees, caused by the
failure, unless the court finds that the failure was substantially
justified or that other circumstances make an award of expenses |
37(c) |
Expenses on Failure to
Admit. If a party fails to admit the genuineness of any document
or the truth of any matter as requested under Rule 36, and if the
party requesting the admissions thereafter proves the genuineness of
the document or the truth of the matter, the party may move the
court for an order requiring the other party to pay the reasonable
expenses incurred in making that proof, including reasonable
attorney's fees. The court shall so order unless it finds that (1)
the request was held objectionable pursuant to Rule 36(c), or (2)
the admission sought was not substantially important, or (3) the
party failing to admit had reasonable grounds to believe that he
might prevail on the matter, or (4) there was other good reason for
the failure to admit. |
37(d) |
Failure of Party to
Attend Own Deposition or Serve Answers to Interrogatories or Respond
to Request for Inspection or Attend Mental or Physical Examinations.
If a party or an officer, director, or managing agent of a party, or
a person designated to testify on behalf of a party under Rules
30(b)( 4) or 31 (a) fails (1) to appear for deposition, after being
served with a proper notice, or (2) to serve answers or objections
to interrogatories submitted under Rule 33, after proper service of
the interrogatories, or 3) to serve a written response to a request
for inspection under Rule 34, after proper service of the request,
or 4) fails to attend a physical or mental examination when required
to do so under Rule 35(c), the court may make such orders in regard
to the failure as are just, and it may act under paragraphs (A),
(B), and (C) of Rule 37 (b)(2). In lieu of any order or in addition
thereto, the court shall order the party failing to act or the
counsel advising or both to pay the reasonable expenses, including
attorney's fees, caused by the failure, unless the court finds that
the failure was justified or that other circumstances makes an award
of expenses unjust.
The failure to act may not be excused on the ground that the
discovery sought is objectionable unless the party failing to act
has moved for a protective order under Rule 26(c). |
PART VI. TRIALS
|
RULE 38. Jury Trial Demand.
|
38(a) |
Right Preserved. The
right of trial by jury, as provided in the laws of the Navajo
Nation, shall not be violated. |
38(b) |
Demand. Any party
may demand a trial by jury when allowed by law. A written demand
must be served upon all other parties at any time after the
commencement of the action, but not later than the date of notice
setting the case for trial. The demand for trial by jury may be
contained within the initial pleading. Thereafter jury trial demand
must be by separate pleading. |
38(c) |
Waiver. A failure to
demand a jury trial constitutes a waiver of trial by jury. A demand
for jury trial may not be withdrawn without the consent of all the
parties. |
38(d) |
Docket Entry. After
trial by jury has been demanded, the action shall be designated upon
the docket as a jury action. |
RULE 39. Dismissal of Actions.
|
39(a) |
Voluntary Dismissal; By
Plaintiff or By Stipulation or By Court Order; Effect. |
|
(1) |
An action maybe dismissed by the plaintiff without order of court by
filing a notice of dismissal at anytime before service by the
adverse party of an answer or of a motion for summary judgment,
whichever occurs first, or by filing a. stipulation of dismissal
signed by all parties who have appeared in the action. Unless
otherwise stated in the notice of dismissal or stipulation, the
dismissal is without prejudice, except that a notice of dismissal
operates as an adjudication upon the merits when filed by a
plaintiff who has once dismissed in any court of any jurisdiction an
action based on or including the same claim. |
|
(2) |
If a counterclaim has been pleaded by a defendant prior to the
service upon him of the plaintiffs notice of dismissal, the action
shall not be dismissed against the defendant's objection unless the
counterclaim can remain pending for independent adjudication by the
court. |
39(b) |
Involuntary Dismissal;
Effect. If the plaintiff fails to prosecute or to
comply with these Rules or any court order, a defendant may move for
dismissal of an action or of any claim against him. After the
plaintiff, in a non-jury trial has completed his case, the defendant
may move for a dismissal on the ground that upon the facts and the
law the plaintiff has shown no right to relief. The court may
render judgment against the plaintiff or may decline to render
judgment until the close of all the evidence. If the court renders
judgment on the merits against the plaintiff, the court shall make
findings as provided in Rule 52(a). Unless the court in its order
for dismissal otherwise specifies, a dismissal under this
subdivision and any dismissal not provided for in this Rule, other
than a dismissal for lack of jurisdiction, for improper venue, or
for failure to join a party under Rule 19, operates as an
adjudication upon the merits. |
39(c) |
Dismissal of
Counterclaim, CrossClaim, or Third-Party Claim. A voluntary
dismissal of a counterclaim, cross-claim, or thirdparty claim shall
be made before a responsive pleading is served or, if there is none,
before the introduction of evidence at the trial or hearing. |
39(d) |
Costs of Previously
Dismissed Action. If a plaintiff who has once dismissed an
action in any court commences an action based upon or including the
same claim against the same defendant, the court may order the
payment of costs of the. action previously dismissed as it may deem
proper and it may stay the proceedings in the action until plaintiff
has complied with the order. |
RULE 40.
Consolidation; Separate Trials; Postponements; Disqualification
of Judge.
|
40(a) |
Consolidation. When there are
pending actions involving a common question of law or fact, the
court may order all the actions consolidated, and it may make orders
to avoid unnecessary costs or delay. |
40(b) |
Separate Trials. The court,
for convenience or to avoid prejudice, or when separate trials will
promote judicial economy, may order a separate trial of any claim,
cross-claim, counterclaim, or third-party claim, or of any separate
issue or of any number of claims, crossclaims, counterclaims,
third-party claims, or issues, always preserving inviolate the right
of trial by jury. |
40(c) |
Postponement of Trial. After
an action has been set for trial, no postponement of the trial shall
be granted except on motion for good cause, supported by affidavit,
or by consent of the parties, or by operation of law. The court may
on its own motion postpone trial for good cause. |
40(d) |
Motion for Postponement; Grounds;
Effect of Admission of Truth of Affidavit by Adverse Party. If
the ground for postponement is want of testimony, the moving party
shall file an affidavit showing that the testimony is material, and
that reasonable diligence has been used to procure the testimony,
and that the testimony cannot be obtained with reasonable diligence
from any other source. If the ground for the motion is the absence
of a witness, the affidavit shall state the name and residence of
the witness, and what the party expects to prove by him. The motion
in either case shall show that the postponement is not merely for
delay. If the adverse party admits or stipulates to the movant's
assertions of the content of the missing testimony, then it will be
considered as actually given at the trial, or if the judge
determines that the evidence would be inadmiss[i]ble at trial
pursuant to the Rules of Evidence the trial shall not be postponed. |
40(e) |
Deposition of Witness or Party;
Consent. The party obtaining a postponement shall, if requested
by the adverse party, consent that the testimony of any witness or
adverse party who will not be in attendance at the next scheduled
trial be taken by deposition, without notice. The testimony so taken
may be read at the trial by either party as if the witness were
present. |
40(f) |
Disqualification
of a Judge. |
|
(1) |
Motion to Disqualify. A judge
may be disqualified on the court's filing of an order disqualifying
himself or on motion of a party. If a party files a motion for
disqualification it must be supported by affidavit showing
sufficient facts and grounds for disqualification. |
|
(2) |
When Filed. A motion by a
party for disqualification shall be filed and served at least sixty
(60) days prior to the trial date. |
|
(3) |
Disqualification is
Discretionary. Disqualification shall be in the discretion of
the judge and will be reviewed only for abuse of discretion. Upon
receipt of the motion for disqualification, the judge shall grant or
deny the motion on the basis of the motion and the affidavit. |
|
(4) |
Contents of Order. The order
granting or denying the motion for disqualification shall state the
particular grounds for disqualification or denial. |
|
(5) |
Another Judge. When a judge
is disqualified, a copy of the order shall be sent by the court
clerk to the Chief Justice who shall name another judge to hear the
case. |
40(g) |
Waiver. A party waives his
right to request disqualification of a judge when the party
participates before that judge in: |
|
(1) |
Any judicial proceeding which
concerns the merits of the action or involves the consideration of
evidence or of affidavits; or |
|
(2) |
A pretrial conference; or |
|
(3) |
The commencement of a trial. |
RULE 41.
Jurors; Jury Selection.
|
41(a) |
Trial Jury;
Procedure; List; Striking; Oath. |
|
(1) |
When an action is called for trial
by jury, the clerk shall prepare and deposit in a box, ballots
containing the names of the jurors summoned who have appeared and
have not been excused. The clerk shall then draw from the box at
least six names, and in addition as many more as equal the number of
peremptory challenges to which the parties are entitled. If the
ballots are exhausted before the jury is completed, the court shall
order additional drawings of as many qualified persons as necessary
to complete the jury, but without notice and without the attendance
of officers other than the clerk. |
|
(2) |
Alternatively, in any court where
data processing equipment is used and random selection of trial
jurors can be accomplished by such equipment, the court may direct a
list of jurors to be printed, at random, by the use of such
equipment and delivered to the court. The clerk shall then read the
names of jurors in the order printed. If the number of names
appearing on the printed form is exhausted before the jury selection
is completed the court shall order additional jurors drawn in the
same manner. |
41(b) |
Voir Dire Oath;
Examination of Jurors. |
|
(1) |
Prior to examination of jurors with
respect to their qualifications, an oath or examination shall be
administered in substance as follows:
"I do solemnly swear that I will
truly answer all questions concerning my qualifications to serve as
a juror in this case, so help me God." |
|
(2) |
The court may permit the parties or
their counsel to examine the prospective jurors or the court may
conduct the examination. In the latter event, the court shall allow
the parties or their counsel to supplement the examination by
further questions, or the court may ask the prospective jurors
additional questions submitted by the parties or their counsel. |
41(c) |
Grounds of Challenge for Cause.
Challenges for cause in civil actions may be on one or more of the
following grounds: |
|
(1) |
A person does not meet the
qualifications required by law. |
|
(2) |
Standing in the relationship of
guardian and ward, master and servant, employer and clerk, or
principal and agent to either party, or being a member of a family
of either party, or a partner in business with either party, or when
a surety on a bond or obligation for either party. |
|
(3) |
Having served as a juror or having
been a witness on a previous trial between the same parties in the
same action. |
|
(4) |
Having formed or expressed an
unqualified opinion or belief as to the merits of the action or
showing such a state of mind as will preclude the juror from
rendering a just verdict, but in the trial of any action the fact
that a person called as a juror has formed an opinion or impression
based upon rumor or newspaper statements about the truth of which he
has expressed no opinion shall not disqualify him to serve as a
juror in such action, if he, upon oath, states that he believes he
can fairly and impartially render a verdict in accordance with the
law and evidence, and the court is satisfied of the truth of such
statement. |
|
(5) |
The existence of a state of mind
evincing enmity or bias for or against either party. |
|
(6) |
Any other reason justifying
dismissal for cause. |
41(d) |
Extent of Examination; Trial of
Challenge. The examination of the jurors concerning their
qualifications to serve shall not be restricted to challenge for
cause, but may include inquiry which might disclose a basis for
exercise of a peremptory challenge. Challenges for cause shall be
heard by the court. The juror challenged and any other material
witness produced by the parties shall be examined on oath by the
court and may be so examined by either party. |
41(e) |
Manner of
Challenging; Number of Peremptory Challenges. |
|
(1) |
After the selection of the jury pool
is completed and all challenges for cause have been ruled upon, the
clerk shall make a list and deliver it to the parties for peremptory
challenges. The parties shall exercise their challenges by
alternative strikes, beginning with the plaintiff, until the
peremptory challenges are exhausted; Failure of a party to exercise
a challenge in turn shall operate as a waiver of his remaining
challenges, but shall not deprive the other party of his full number
of challenges. The list shall then be delivered to the clerk who
shall call the first six names remaining on the list who shall
constitute the trial jury, and to whom an oath or affirmation shall
be administered as follows: "I do solemnly swear that will well and
truly try the issues now on trial and render a true verdict
according to the law and evidence, so help me God." |
|
(2) |
Each side shall be entitled to no
more than three peremptory challenges. |
41(f) |
Alternate Jurors. The court
may direct that not more than two jurors in addition to the regular
jury be called and impaneled to sit as alternate jurors. Alternate
jurors in the order in which they are called shall replace jurors
who, prior to the time the jury retires to consider its verdict,
become or are found to be unable or disqualified to perform their
duties. Alternate jurors shall be drawn in the same manner, shall
have the same qualifications, shall be subject to the same
examination and challenges, shall take the same oath, and shall have
the same functions, powers, facilities, and privileges as the
regular jurors. An alternate juror who does not replace a regular
juror shall be discharged after the jury retires to consider its
verdict. Each side is entitled to one
(1)
peremptory challenge in addition to
those otherwise allowed by law if any alternative jurors are to be
impaneled. The additional peremptory challenge may be used against
an alternate juror only, and the other peremptory challenges allowed
by law shall not be used against an alternate juror. |
RULE 42. Order
for Trial.
|
42(a) |
Order of Trial by Jury. Trial
by jury shall proceed in the following order, unless the court for
good cause stated in the record, otherwise directs: |
|
(1) |
Each plaintiff or his counsel may
read the complaint to the jury and make a statement of the case. |
|
(2) |
Each defendant or his counsel may
read the answer and may make a statement of the case to the jury,
but he may defer making such statement until after the close of the
plaintiffs' evidence. |
|
(3) |
Other parties to the action or their
counsel may read their pleadings and may make a statement of their
cases to the jury, but they may defer making such statement until
after the close of the plaintiffs' and defendants' evidence. |
|
(4) |
The plaintiffs shall then introduce
evidence. |
|
(5) |
The defendants shall then introduce
evidence. |
|
(6) |
The other parties, if any, shall
then introduce evidence in the order directed by the court. |
|
(7) |
The parties may then introduce
rebutting evidence on each side in the respective orders set forth
above. |
42(b) |
Trial by the
Court; Time for Decision. |
|
(1) |
Trial by the Court. If a jury
trial is not demanded, the case shall be tried by the court. |
|
(2) |
Limitation of Time for Decision
by Court. In an action tried by the court, the decision of the
court shall be given within sixty
(60)
days after submission of the action.
Where briefs are filed, the action shall not be deemed submitted
until the time for filing the briefs has expired. |
RULE 43.
Witnesses; Evidence.
|
43(a) |
Definition of Witness. A
witness is a person whose declaration under oath or affirmation is
received as evidence for any purpose, whether such declaration is
made on oral examination or by deposition or affidavit. |
43(b) |
Affirmation in Lieu of Oath.
Whenever under these Rules an oath is required to be taken, a solemn
affirmation may be accepted. |
43(c) |
Limitation on
Examination of Witness; Exception. Only one counsel on each side
shall conduct the examination of a witness until such examination is
completed, except when the court grants permission for other counsel
to conduct the examination. Interpretation in Navajo and English
shall be flexible and freely allowed to do justice. |
43(d) |
Form and Admissibility
of Evidence. In all trials the testimony of witnesses shall be
taken orally in open court unless otherwise provided by these Rules
or the Rules of Evidence. Documents and objects offered in evidence,
whether admitted or rejected, shall be marked as exhibits or for
identification, and filed in the action. |
43(e) |
Evidence on Motion.
When a motion is based on facts not appearing of record, the court
may hear the matter on affidavits presented by the respective
parties, but the court may direct that the matter be heard wholly or
partly on oral testimony or depositions. |
43(f) |
Omission of Testimony
during Trial. The court may at any time before commencement of
the argument, if necessary for justice, allow a party to supply an
omission in the testimony upon such items and limitations as the
court directs. |
43(g) |
Preservation of Court
Reporter's Notes of Court Proceedings. |
|
(1) |
The official stenographic notes or electronic recordings of any
court proceeding are official records of the court. Such notes or
recordings shall be kept by the reporter taking the notes or the
clerk of the court in a place designated by the court. Unless the
court specifies a different period for the retention of such notes
or recordings, they shall be retained for a period often (10) years. |
|
(2) |
If the court reporter's notes or electronic recordings which have
been delivered to the clerk of the court are to be transcribed, the
court reporter who took the notes shall have first opportunity to
make the transcription, unless the reporter is unavailable for any
reason. |
RULE 44.
Proof of Records; Determination of Foreign Law.
|
44(a) |
Records of Public Officials. The records required and kept by
a public officer of the Navajo Nation, a state, county,
municipality, or any body politic, and copies certified under the
hand and seal of the public officer having custody of such records,
shall be received in evidence as prima facie evidence of the facts
stated. |
44(b) |
Proof of Records of Notaries Public. Declarations and
protests made and acknowledgments taken by notaries public, and
certified copies of their records and official papers, shall be
received in evidence as prima facie evidence of the facts stated. |
44(c) |
Proof of Appointment of
Executor. Administrator, or Guardian; Letters of Certificate.
Whenever it is necessary to make proof of the appointment and
qualification of an executor, administrator or guardian, the letters
issued in the manner provided by law, or a certificate of the proper
clerk under official seal that the letters issued, shall be
sufficient evidence of the appointment and qualification of the
executor, administrator or guardian. |
44(d) |
Comparison of
Handwriting. In any action, comparison of a disputed writing
with any writing proved to the satisfaction of the judge to be
genuine shall be made by any qualified witness, and such writings
and the evidence of witnesses respecting them may be submitted to
the court and jury as evidence of the genuineness or otherwise of
the writing in dispute. |
44(e) |
Determination of Foreign
Law. A
party who intends to raise an issue concerning the law of a
foreign jurisdiction shall give notice in his pleadings or other
reasonable written notice. The court, in determining foreign law,
may consider any relevant material or source, including testimony,
whether or not submitted by a party or admissible under the Rules of
Evidence. The court's determination shall be treated as a ruling on
a question of law. |
RULE 45. Subpoena.
|
45(a) |
Subpoena for Attendance of Witnesses; Form; Issuance. Every
subpoena shall be issued by the clerk under the seal of the court in
the name of the Navajo Nation, shall state the name of the court and
title of the action, and shall
command each person to whom it is directed to attend and give
testimony at a time and place specified. The clerk shall issue a
subpoena, or a subpoena for the production of documentary evidence,
signed and sealed but otherwise in blank, to a party requesting it,
who shall fill it in before service. |
45(b) |
Subpoena for Production of
Documentary Evidence. A subpoena may also command a person to
produce the books, papers documents, or tangible things designated,
but the court, upon motion at or before the time specified in the
subpoena for compliance, may quash or modify the subpoena if it is
unreasonable or oppressive, or condition denial of the motion upon
the advance by the requestor of the subpoena of the reasonable costs
of the production of the books, papers, documents, or tangible
things. |
45(c) |
Failure to Produce Documentary
Evidence. Upon failure to comply with a subpoena under Rule
45(b), copies or other secondary evidence of the books, papers,
documents or tangible things may be offered at the trial. Rule 37
sanctions may be applied in the discretion of the court for a
failure to comply with this subdivision of this Rule. |
45(d) |
Service of Subpoena. A
subpoena may be served by the Navajo Police or by any person who is
not a party and is not less than eighteen years of age. A subpoena
shall be served by delivering a copy to the person. |
45(e) |
Subpoena for
Taking Depositions; Place of Examination. |
|
(1) |
Proof of service of a notice to take
a deposition under Rules 30(b) and 31 (a) is a sufficient
authorization for the issuance by the clerk of the court for the
district in which the case is pending or in which the deposition is
to be taken of subpoenas for the persons named or described. Proof
of service may be made by filing with the clerk of the court for the
district in which the case is pending or in which the deposition is
to be taken a copy of the notice together with a statement of the
date and manner of service and of the names of the persons served,
certified by the person who made service. The subpoena may command
the person to produce and permit inspection and copying of the
designated books, papers, documents or tangible things which contain
matters within the scope of the examination permitted by Rule 26(b),
but in that event the subpoena will be subject to Rule 26(c) and
Rule 45(b). The person to whom the subpoena is directed may, within
ten (10) days after the service or on or before the return date, if
the return date is less than 10 days after service, serve upon the
counsel designated in the subpoena written objection to inspection
or copying of any or all of the designated materials. If objection
is made, the party serving the subpoena shall not inspect or copy
the materials except by order of the court in which the action is
pending or in which the deposition is to be or is being taken.
The party serving the subpoena
may, if objection has been made, move upon notice to the deponent
for an order at any time before or during the taking of the
deposition. |
|
(2) |
A resident of the district in which
the deposition is to be taken may be required to attend an
examination only in the district wherein he resides or is employed
or transacts business in person or at any place ordered by the
court. A nonresident of the district may be required to attend only
in the district where he is served with a subpoena, or at any place
ordered by the court. |
45(f) |
Subpoena for a Hearing or Trial.
Subpoenas for attendance at a hearing or trial shall be issued by
the clerk of the court in which the action is pending. A subpoena
requiring the attendance of a witness at a hearing may be served at
any place within the Navajo Nation. |
45(g) |
Contempt. Failure of any
person without adequate excuse to obey a subpoena may be deemed a
contempt of the court from which the subpoena issued. |
RULE 46.
Exceptions Unnecessary.
|
|
Formal exceptions to rulings or
orders of the court are unnecessary; but for all purposes for which
an exception has heretofore been necessary it is sufficient that a
party, at the time the ruling or order of the court is made or
sought, makes known to the court the action the party desires the
court to take or the party's objection to the action of the court
and the grounds therefor; and if a party has no opportunity to
object to a ruling or order at the time it is made, the absence of
an objection does not prejudice the party. |
RULE 47. Motion for a Directed Verdict. |
47(a) |
When made; Effect. A party who moves for a directed verdict
at the close of the evidence offered by an opponent may offer
evidence in the event the motion is not granted without having
reserved the right to do so and to the same extent as if the motion
had not been made. A motion for a directed verdict which is not
granted is not a waiver of trial by jury even though all parties to
the action have moved for directed verdicts. A motion for a directed
verdict shall state specific grounds. |
47(b) |
Motion for Judgment Notwithstanding the Verdict. Whenever a
motion for a directed verdict made at the close of all the evidence
is not granted, the court is deemed to have submitted the action to
the jury subject to a later determination of the legal questions
raised by the motion. Not later than fifteen
(15) days after the entry of
judgment, a party who has moved for a directed verdict may file a
motion to have the verdict and any judgment entered set aside, and
have judgment entered in accordance with his motion for a directed
verdict; or if a verdict was not returned, such party, not later
than 15 days after the jury
has been discharged, may file a motion for judgment in accordance
with his motion for a directed verdict. |
RULE 48. Instructions to Jury; Objections; Arguments.
|
48(a) |
Instructions to Jury; Objections. At the
close of the evidence or at any time during the trial as the court
directs, any party may file proposed written jury instructions. The
court shall inform counsel of its decision upon the proposed
instructions prior to their arguments to the jury, but the court
shall instruct the jury after arguments are completed. No party may
assign as error the giving or the failure to give an instruction,
unless objection is made before the jury retires to consider its
verdict, stating distinctly the instruction objected to or
improperly omitted and the grounds of his objection. Opportunity
shall be given to make the objection out of the hearing of the jury. |
48(b) |
Instructions to Jury; Notations; Filing; Transcript. |
|
(1) |
The court shall either give or refuse the instruction as requested,
or shall modify the instruction; indicating the modifications made
and give it as modified. On the margin of each instruction
requested, the court shall write the word "given" or "refused" or
the words "given as modified," and his initials. The instructions
which the court will give may be used in the arguments to the jury. |
|
(2) |
The written instructions shall be filed among the papers in the
action and become a part of the record. At the request and cost of
either party, the entire instructions given by the court shall be
transcribed. |
48(c) |
Arguments. The party
having the burden of proof on the case shall be entitled to open
and close the argument. Where there are several parties having
several claims or defenses and represented by different counsel, the
court shall direct the order of argument among them. |
48(d) |
Interruption of Counsel
During Argument. Interruption of counsel in argument will not be
permitted, except for the purpose of raising a question of law.
Interruption for commenting on facts not in evidence will be
allowed. Interruption for misstatement of facts in evidence will not
be allowed. |
RULE 49. Verdict; Deliberations and Conduct of Jury.
|
49(a) |
Jury Deliberation. When the jurors retire to deliberate, they
shall be kept together in a convenient place in the charge of a
proper official. The court in its discretion may permit jurors to
separate while not deliberating, or may require them to be isolated
in the charge of a proper official whenever they leave the courtroom
or place of deliberation. The court
shall admonish them not to converse among themselves or with anyone
else on any subject connected with the trial while not deliberating,
or to permit themselves to be exposed to any accounts of the
proceeding, or to view the place or places where the event involved
in the action occurred, until they have completed their
deliberations. |
49(b) |
Admonition to Juror. If the
jurors are permitted to separate during the trial, they shall be
admonished by the court that it is their duty not to converse with
or permit themselves to be addressed by any person on any subject
connected with the case. |
49(c) |
Communication to Court by Jury.
When the jurors desire to communicate with the court during
deliberations, they shall make their desire known to the official in
charge who shall inform the court and they may be brought into the
court, and through their foreman shall state to the court, either
orally or in writing, what they desire to communicate. |
49(d) |
Discharge of Jury; New Trial.
The jurors may, after the action is submitted to them, be discharge
by the court when they have been kept together for such time as to
render it altogether improbable that they can agree, or when a
calamity, sickness or accident may, in the opinion of the court,
require it. When a jury has been discharged without having rendered
a verdict the action may be tried again, or, when appropriate, the
court may proceed in accordance with Rule 47(b). |
49(e) |
Duty of Official in Charge of
Jury. The official in charge of the jury shall not allow any
communication to the jurors, or make any himself, except to ask them
if they have agreed upon their verdict, or by order of the court.
The jury shall not, before the verdict is rendered, communicate to
any person the state of their deliberations or the verdict agreed
upon. |
RULE 50.
Verdicts.
|
50(a) |
Majority Verdict. A verdict
or a finding of a majority of the jurors shall be -taken as the
verdict or finding of the jury. |
50(b) |
Sealed Verdict. The court may
direct the jury to return a sealed verdict at such time as the court
directs |
RULE 51.
Special and General Verdicts and Interrogatories.
|
51(a) |
Return of Verdict. When the
jurors unanimously agree upon a verdict, the verdict shall be signed
by the foreman and returned into court. When the jurors do not
unanimously agree upon a verdict, but four or more agree, the jurors
who agree shall each sign the. verdict agreed upon, notify the court
of that fact, and then the jury shall be returned into court and
deliver to the court the verdict so signed. The court shall receive
and cause the verdict to be read and recorded, and judgment shall be
entered. |
51(b) |
Proceedings on Return of Verdict;
Polling Jury. When the jurors have agreed upon a verdict, they
shall be conducted into court by the official in charge. The foreman
shall read the verdict and the court shall inquire of the jury, or
jurors agreeing, if it is their verdict, or either party may require
the jury to be polled, which shall be done by the court asking each
juror separately if the verdict returned is the juror's verdict. If
any juror disagrees as to the verdict, the jury shall again retire
to consider the case further, but if no juror disagree, the court
shall receive the verdict and order it entered into the record, and
the jury shall be discharged. Where a verdict is rendered by four or
more jurors the verdict shall be received unless a juror signing the
verdict disagrees with the verdict. |
51(c) |
Defective or Nonresponsive
Verdict. If the form of the verdict is defective, the court may
direct it to be reformed at the bench, and where there has been a
manifest miscalculation of interest, the court may direct a
computation at the bench, and the verdict may, if the jury assents,
be reformed in accordance with such computation. If the verdict is
not responsive to the issue submitted to the jury, or if the jury
does not assent with the computation a the bench, the court shall
call the jury's attention, and send them back for further
deliberation. |
51(d) |
Special Form of Verdict Not
Required. No special form of verdict is required. Where there
has been a substantial compliance with the law in rendering a
verdict, the judgment shall be rendered and entered notwithstanding
a defect in the form of the verdict. |
51(e) |
Special Verdicts and
Interrogatories. The court may require a jury to return only a
special verdict in the form of a special written finding upon each
issue of fact. In that event the court may submit to the jury
written questions susceptible of categorical or other brief answer
or may submit written forms of the several special findings which
might properly be made under the pleadings and evidence, or may use such other method of
submitting the issues and requiring the written findings as it deems
most appropriate. The court shall give to the jury such explanation
and instruction concerning the matter submitted as may be necessary
to enable the jury to make its findings upon each issue. If in so
doing the court omits any issue of fact raised by the pleadings or
by the evidence, each party waives his right to a trial by jury of
the issue so omitted unless before the jury retires he demands its
submission to the jury. As to an issue omitted without such demand
the court may make a finding, or, if it fails to do so, it shall be
deemed to have made a finding in accord with the judgment on the
special verdict. |
51(f) |
General Verdict Accompanied by
Answer to Interrogatories. The court may submit to the jury,
together with appropriate forms for a general verdict, written
interrogatories upon one or more issues of fact, the decision of
which is necessary to a verdict. The court shall give such
explanation or instruction as may be necessary to enable the jury
both to make answers to the interrogatories and to render a general
verdict, and the court shall direct the jury both to make written
answers and to render a general verdict. When the general verdict
and the answers agree, the court shall direct the entry of the
appropriate judgment upon the verdict and answers. When the answers
are consistent with each other but one or more is inconsistent with
the general verdict, the court may direct the entry of judgment in
accordance with the answers, notwithstanding the general verdict or
may return the jury for further consideration of its answers and
verdict or may order a new trial. When the answers are inconsistent
with each other and one or more is likewise inconsistent with the
general verdict, the court shall not direct the entry of judgment
but may return the jury for further consideration of its answers and
verdict or may order a new trial. |
RULE 52.
Findings of the Court.
|
52(a) |
Effect. In all actions tried
without a jury, the court shall find in writing, the relevant facts
and state separately its conclusions of law and enter the
appropriate judgment. The findings of a master, to the extent that
the court adopts them, shall be considered as the findings of the
court. |
52(b) |
Amendment. Upon motion of a
party filed not later than fifteen (15) days after entry of judgment
the court may amend its findings or make additional findings and may
amend the judgment accordingly. |
52(c) |
Submission on Agreed Statement of
Facts. The parties to an action may submit the matter in
controversy to the court upon an agreed statement of facts, signed
by them -and filed with the clerk, and the court may render a
decision and enter judgment accordingly. The agreed statement,
approved by the court to be correct, and the judgment shall
constitute the record of the action. |
RULE 53.
Masters.
|
53(a) |
Appointment and Compensation.
The court in any action to be tried without a jury may appoint a
special master. As used in these Rules the word "master" includes a
referee, an auditor, and an examiner. The compensation to the master
shall be fixed by the court, and shall be charged to the parties, or
paid out of any fund or subject matter of the action, which is in
the custody and control of the court as the court may direct. The
master shall not retain his report as security for his compensation,
but when the party ordered to pay the compensation allowed by the
court does not pay it after notice and within the time prescribed by
the court, the master is entitled to a writ of execution against the
delinquent party. |
53(b) |
Reference. An appointment of
a master shall be made only upon a showing that special conditions
require it. |
53(c) |
Powers. The order of
reference to the master may specify or limit the master's powers
and may direct the master to report only upon particular issues or
to perform particular acts or to receive and report evidence only
and may fix the time and place for beginning and closing the
hearings and for the filing of the master's report.
Subject to the specifications and limitations stated in the
order, the master has power to regulate all proceedings before the
master and to perform as necessary to carry out the order of
reference. The master may require the production of evidence upon
all matters embraced in the reference, including the production of
all applicable books, papers, vouchers, documents, and writings. The
master may rule upon the admissibility of evidence unless otherwise
directed by the order of reference. The master has power to put
witnesses on oath and may examine them and may call the parties to
the action and examine them upon oath. When a party so requests the
master shall make a record of the evidence offered and excluded in
the same manner and subject to the same limitations as a court
sitting without a jury. |
53(d) |
Proceedings. The clerk shall provide the master with a copy
of the order of reference. Upon receipt of the order of reference,
the master shall set a time and place for the first hearing to be
held within twenty (20) days after the receipt of the order of
reference and shall notify the parties or their counsel. Either
party, on notice to all the parties and the master, may move the
court for an order requiring the master to expedite the proceedings.
If a party fails to appear at the time and place appointed, the
master may proceed ex parte or, upon discretion, continue the
proceedings to a future day, giving notice to the absent party. |
53(e) |
Witnesses. The parties may subpoena witnesses before the
master pursuant to Rule 45. If a witness fails to appear to give
evidence, the witness may be held in contempt or, in the case of a
witness who is a party, may be subject to sanctions pursuant to Rule
37. |
53(f) |
Report; Contents; Filing.
The master shall prepare a report upon the matters submitted by the
order of reference. The report shall be filed with the clerk of the
court and unless otherwise directed by the order of reference, shall
file with it the tape or recording of the proceedings and of the
evidence and original exhibits. The clerk shall mail to all parties
notice of filing. |
53(g) |
Acceptance of Report. The court shall accept the master's
report for review and adopt it unless clearly erroneous. Within ten
(10) days after being served
with notice of the filing of the report, any party may serve
written objections upon the other parties. Motions to the court for
action upon the report and upon objections shall be in writing and
upon notice as prescribed in Rule 6(c). The court, without hearing
or after hearing, may adopt the report or may modify it or may
reject it in whole or in part or may receive further evidence or may
remit it with instructions. |
53(h) |
Stipulation as to Findings. The effect of a master's report
is the same whether or not the parties have consented to the
reference, but when the parties stipulate that a master's findings
of fact shall be final, only questions of law arising from the
report shall be considered by the court. |
53(i) |
Draft Report. Before
filing the report a master may submit a draft to counsel for all
parties for their review and comments. |
PART VII. JUDGMENTS
|
RULE 54. Judgments; Costs.
|
54(a) |
Judgment. Except for
default judgments, every final judgment shall grant the relief to
which the party in whose favor it is rendered is entitled. A default
judgment shall not be different in kind or exceed the amount
requested in the prayer for relief. |
NNSC
Commentary: Title 7
of the Navajo Nation Code sets forth the form and content of
judgments which may be entered in civil cases.
|
54(b) |
Multiple Claims or
Multiple Parties. During a lawsuit the court may enter judgments
that dispose of fewer than all of the parties or claims. Unless
specifically excepted by other rules or by caselaw these are not
final judgments from which an appeal lies. Unless a stay is granted
pursuant to Rule 62(e), such judgment can be enforced after entry. |
54(c) |
Costs. In the
judgment the court may order one or more of the parties to pay the
costs. Costs include filing fees costs of service, jury, and witness
costs. |
NNSC
Commentary: A
settlement agreement should include provision for costs.
|
RULE 55. Default.
|
|
If a party fails to answer or file a responsive pleading to a claim
for relief within the time provided by these Rules, the court may
enter default against that party. |
NNSC
Commentary: Default
judgment is available when a party fails to file an answer or a
responsive pleading to a claim for relief. This Rule requires a two
step procedure in obtaining a default judgment: entry of default and
judgment by default.
|
55(a) |
Motion and Entry of Default. |
NNSC
Commentary: Before a
default judgment may be entered there must be an entry of default (a
finding that the party has failed to file a responsive pleading to a
claim for relief).
|
|
(1) |
The party desiring a default judgment shall file
a motion for an entry of
default showing that the opposing party is in default and attaching
proof of service of the claim for relief. |
|
(2) |
The moving party shall give notice of the motion for entry of
default to the party claimed to be in default as follows: |
|
|
(A) |
If the whereabouts of the party is known, a copy of the motion shall
be mailed to the party. |
|
|
(B) |
If the party claimed to be in default is known by the requesting
party to be represented by counsel in the action, whether or not the
counsel has entered an appearance, a copy of the motion shall be
sent to the counsel and to the party claimed to be in default, if
the whereabouts of the party is known. |
|
|
(C) |
If the whereabouts of a party claimed to be in default is unknown,
the motion for entry of default shall so state. The court in its
sole discretion may order that notice in some form be addressed to
the party. |
|
(3) |
An entry of default shall not be made until ten (10) days after
the filing and notification, if any, of the motion for entry of
default. |
|
(4) |
A default shall not be entered if the party claimed to be In default
pleads or otherwise defends as provided by these Rules prior to the
expiration of ten (10) days from the filing and notification, if
any, of the motion for entry of default. |
55(b) |
Judgment by Default. Judgment by default may be entered after
an entry of default has been. entered by the court as follows: |
NNSC
Commentary: This
subsection sets forth the procedures for obtaining a judgment
by
default after an entry of default
has been made. Counsel should take notice. of the evidentiary
requirements for a judgment by default. Examples: (1) The issue of
liability may be determined by default. Damages must be proven. (2)
A decree terminating a marriage maybe entered by default. All other
issues (custody, child support visitation, division of property,
etc.) must be resolved through presentation of evidence.
|
|
(1) |
By Motion. When the requesting party's claim is for a sum
certain as contained in a bill, an account, a contract, or
agreement, or fora sum which can be made certain by computation, the
court upon motion and affidavit by the requesting party shall enter
judgment for that amount and costs against the party in default |
|
(2) |
By Motion and Hearing. In all other cases default judgment
shall be entered as follows: |
|
|
(A) |
The requesting party shall file a motion for default judgment with
the court with notice to the party in default as provided in Rule
55(a). |
|
|
(B) |
The court may hear the motion and may take evidence to determine the
amount of damages, to establish the truth of any facts upon which
the relief is based, or to make an investigation of any matter
necessary to the court's determination. |
|
|
(C) |
If a hearing is set, the clerk shall notify the parties of the
hearing at least ten (10) days in advance of the hearing date. |
|
|
(D) |
The party in default may appear at the hearing and present evidence
as to the amount of damages or the relief to be determined by the
court. The party in default may not present evidence or attempt to
respond to other allegations of the complaint or claims to which the
party is in default. |
55(c) |
Default Judgment against Minor or Incompetent Person. No
default judgment shall be entered against a minor or incompetent
person unless represented in the action by a guardian, or such other
representative that the court finds appropriate. |
55(d) |
Setting Aside Default. For good cause shown the court may set
aside an entry of default and, if a judgment by default has been
entered, may likewise set it aside in accordance with Rule 60(c). |
55(e) |
Plaintiffs; Counterclaimants; CrossClaimants. This Rule
applies whether the party entitled to the judgment by default is a
plaintiff, a third-party plaintiff, or a party who has pleaded a
cross-claim or counterclaim. |
NNSC
Commentary: Even when
service is made by publication, default judgment can be obtained
only by the procedures set forth in Rule 55.
|
RULE 56. Summary Judgment.
|
56(a) |
For Claimant. A party seeking to recover upon a claim,
counterclaim,. or cross-claim or to obtain a declaratory judgment
may, at any time after the service of process upon the adverse party
or after service of a motion for summary judgment by the adverse
party, move with or without supporting affidavits for summary
judgment in the party's favor upon all or any part of a claim. |
56(b) |
For Defending Party. A party against whom a claim,
counterclaim, or cross-claim is asserted or a declaratory judgment
is sought may, at any time, move with or without supporting
affidavits for summary judgment in its favor as to all or any part
of a claim. |
56(c) |
Motion and Proceedings. Upon
timely request by any party, the court shall set a time for hearing
of the motion. If no request is made, the court may, in its
discretion, set a time for such hearing.
A party opposing the motion
must file affidavits, memoranda or both, within fifteen (15) days
after service of the motion. The moving party shall have five (5)
days thereafter in which to serve reply memoranda and affidavits.
The foregoing time periods may be shortened or enlarged by the court
or by agreement of the parties; The judgment sought shall be
rendered if the pleadings, deposition, answers to interrogatories,
and admissions on file, together with the affidavits, if any, show
that there is no genuine issue as to any material fact and that the
moving party is entitled to a judgment as a matter of law. A summary
judgment, interlocutory in character, may be rendered on the issue
of liability alone although there is a genuine issue as to the
amount of damages. |
56(d) |
Case Not Fully Adjudicated on Motion. If on motion
under this Rule, judgment is not entered upon the whole case or for
all the relief asked and a trial is necessary, the court at the
hearing of the motion, by examining the pleadings and the evidence
before it, shall if practicable ascertain what material facts exist
without substantial controversy and what material facts are actually
and in good faith controverted. It shall make an order specifying
the facts that appear without substantial controversy, including the
extent to which the amount of damages or other relief is not in
controversy, and proceed as is just. Upon the trial of the
action the facts so specified shall be deemed established and the
trial shall be conducted accordingly. |
56(e) |
Form of Affidavits; Further Testimony; Defense Required.
Supporting and opposing affidavits shall be made on personal
knowledge, shall set forth facts as would be admissible in evidence,
and shall show affirmatively that the affiant is competent to
testify to the matters stated. Sworn or certified copies of all
papers or parts referred to in an affidavit shall be attached and
served. The court may permit affidavits to be supplemented or
opposed by depositions answers to interrogatories, or further
affidavits. When a motion for summary judgment is made and supported
as provided in this Rule, an adverse party may not rest upon the
mere allegations or denials of his pleading; but the response, by
affidavits or as otherwise provided in this Rule, must set forth
specific facts showing that there is a genuine issue for trial.
Otherwise, summary judgment, if appropriate, shall be entered. |
56(f) |
When Affidavits Are
Unavailable. When it appears from the affidavits of a party
opposing the motion that the party cannot for reasons stated,
present by affidavit facts essential to justify an opposition, the
court may refuse the motion for judgment or may order a continuance
to permit affidavits to be obtained or depositions to be taken or
discovery to be had or may make other orders. |
56(g) |
Affidavits Made in Bad Faith. When any affidavits presented
under this Rule are presented in bad faith or solely for the purpose
of delay, the court
shall order the party employing them to pay to the other party the
amount of the reasonable expenses which the filing of the affidavits
caused him to incur, including reasonable attorney's fees, and any
offending party or counsel may be held in contempt. |
RULE 57. Declaratory Judgments.
|
|
The procedure for obtaining a declaratory judgment shall be in
accordance with these Rules. The existence of another adequate
remedy does not preclude a judgment for declaratory relief in cases
where it is appropriate. The court may order speedy hearing of
an action for a declaratory judgment and may advance it on the
calendar. |
RULE 58. Entry of Judgment.
|
58(a) |
Entry. All judgments shall be in writing and signed by the
judge who heard the case. The signing of the judgment constitutes
entry of judgment. The clerk of the court must make every attempt to
forward the judgment to the parties immediately after entry. The
judgment is not effective before entry, except that for
circumstances and on notice as justice may require, the court may
enter a judgment nunc pro tunc, and the reasons shall be entered of
record. |
58(b) |
Objections to form. |
|
(1) |
In case of a judgment other than for money or costs, or that all
relief be denied, the judgment shall not be settled, approved, and
signed until the expiration of five (5) days after the proposed form
has been served upon opposing counsel unless the opposing party or
his counsel endorses on the judgment an approval as to form. The
five-day provision may be waived by the court only upon an express
written finding of the necessity to shorten the time or to enter
judgment without notice. |
|
(2) |
If objection to the form of the judgment is made within the time
provided in Rule 58(b)(I), the matter shall be presented to the
court for determination. |
|
(3) |
This Rule shall not apply to parties
10 default. |
RULE 59. New Trial.
|
59(a) |
Grounds. A verdict, decision, or judgment may be vacated and
a new trial granted on the following grounds: |
|
(1) |
Irregularity in the
proceedings of the court, referee, jury, or prevailing party, or any
order or abuse of discretion, whereby the moving party was deprived
of a fair trial. |
|
(2) |
Conduct of the jury or
prevailing party that is prejudicial including, but not limited to
threatening intimidation, or bribery of jurors, or witnesses. |
|
(3) |
Accident or surprise which
could not have been prevented by ordinary prudence. |
|
(4) |
Material evidence, newly
discovered, which with reasonable diligence could not have been
discovered and produced at the trial. |
|
(5) |
Excessive or insufficient
damages. |
|
(6) |
Error in the admission or rejection of evidence, error in the
instructions to the jury, or in refusing instructions requested or
other errors of law occurring at the trial or during the progress of
the trial. Error will not be reviewed under this section unless
objection was made at trial. |
|
(7) |
That the verdict is the
result of sympathy or prejudice. |
|
(8) |
That the verdict, decision,
findings of fact, or judgment is not justified by the evidence or is
contrary to law. |
59(b) |
Contents of Motion. |
|
(1) |
The motion shall be in
writing and shall show specifically the grounds upon which it is
based. |
|
(2) |
The motion shall state the
specific facts circumstances, or law which support the grounds for
the motion. |
|
(3) |
The motion shall show that
the grounds materially affect the rights of the moving party. |
|
(4) |
If the motion is based upon
affidavits they shall be filed and served with the motion. |
|
(5) |
With permission of the
court, the motion may be amended at any time before it is ruled upon
by the court. |
59(c) |
Sufficiency of the Evidence. The court shall review the
sufficiency of the evidence if the motion alleges that the verdict,
decision, findings of fact, or judgment is contrary to the clear
weight of the credible evidence. |
59(d) |
Time. |
|
(1) |
A motion for new trial
shall be filed and served not later than fifteen (15) days after
entry of the judgment. |
|
(2) |
Service of Affidavits.
When a motion for new trial is served with affidavits, the
opposing party has ten (10) days after service to serve opposing
affidavits, which period may be extended not to exceed a total of
twenty (20) days either by the court for good cause shown or by the
parties upon written stipulation. The court may permit reply
affidavits. |
59(e) |
Scope of New Trial. |
|
(1) |
Parties and Issues.
A new trial may be granted to all or any of the parties and on all
or part of the issues in an action in which there has been a trial
by jury for any of the reasons for which new trials are authorized
by these Rules. On a motion for a new trial in an action tried
without a jury, the court may order a new trial or the court may
open the judgment if one has been entered, take additional
testimony, amend findings of fact and conclusions of law or make new
findings and conclusions, and enter a new judgment. |
|
(2) |
Questions. A new
trial, if granted, shall be only a new trial of the questions with
respect to which the verdict or decision is found erroneous, if
separable. If a new trial is ordered because the damages are
excessive or inadequate and granted solely for that reason, the
verdict shall be set aside only in respect to the damages, and shall
stand in all other respects. |
59(f) |
Motion on Ground of
Excessive or Inadequate Damages. When a motion for a new trial
is made upon the ground that the damages awarded are either
excessive or insufficient the court may grant the new trial
conditional upon the filing within a fixed period of time of a
statement by the party adversely affected by reduction or increase
of damages accepting that amount of damages which the court shall
designate. If such a statement is filed within the prescribed time,
the motion for new trial shall be regarded as denied as of the date
of such filing. If no statement is filed, the motion for new trial
shall be regarded as granted as of the date of the expiration of the
time period within which a statement could have been filed. No
further written order shall be required to make an order granting or
denying the new trial final |
59(g) |
After Service by Publication. When judgment has been entered
on service by publication, and the defendant has not appeared, a new
trial may be granted upon motion of the defendant for good cause
shown by affidavit, made within one year after the judgment is
entered if the movant demonstrates that he did not receive actual
notice of the proceeding in time to file a responsive pleading. |
59(h) |
Number of New Trials. Not more than one new trial shall be
granted to either party in the same action, except when the jury has
been guilty of some misconduct. |
59(i) |
Contents of Orders. |
|
(1) |
Granting New Trial.
All orders granting new trials shall specify the grounds upon which
the new trial is granted and shall state the scope of the new trial. |
|
(2) |
Denying New Trial.
All orders denying a new trial shall state the basis for the denial. |
RULE 59.1 Motion
to Alter or Amend a Judgment.
|
|
Within fifteen (15) days after the entry of judgment in a non-jury
case an aggrieved party may file and serve a motion to alter or
amend the judgment on the grounds that the findings of fact and
conclusions of law are erroneous based upon the record (including
sufficiency of the evidence) and the law. A motion to alter or amend
shall be subject to the same requirements and procedures as a motion
for a new trial. |
RULE 60. Relief from Judgment or Order.
|
60(a) |
Clerical Mistakes. Clerical mistakes in judgments, orders, or
other parts of the record and similar errors arising from oversight
or omission may be corrected by the court at any time on its own
motion or on motion of any party and after notice, if the court
orders. During pendency of an appeal, such mistakes may be corrected
before the appealis docketed in the Navajo Nation Supreme Court, and
thereafter while the appeal is pending, mistakes may be corrected
with leave of the Supreme Court. |
60(b) |
Correction of Error in Record of Judgment. |
|
(1) |
When a mistake in a
judgment is corrected under Rule 60(a), thereafter the execution
shall conform to the judgment as corrected. |
|
(2) |
Where there is a mistake,
miscalculation or misrecital of a sum of money, or of a name, or of
a census number and there is in the record a verdict or instrument
of writing to which the judgment may be conformed, the court shall
on motion and, after notice, correct the judgment accordingly. |
60(c) |
Mistake; Inadvertence; Surprise; Excusable Neglect; Newly
Discovered Evidence; Fraud; Etc. On motion and upon such terms
as are just the court may relieve a party or his legal
representative from a final judgment, order or proceeding for the
following reasons: (1) mistake, inadvertence, surprise or excusable
neglect; (2) newly discovered evidence which by due diligence could
not have been discovered in time to move for a new trial under Rule
59; (3) fraud (whether denominated intrinsic or extrinsic),
misrepresentation or other misconduct of an adverse party; (4) the
judgment is void; (5) the judgment has been satisfied, released or
discharged, or a prior judgment on which it is based has been
reversed or otherwise vacated, or it is no longer equitable that the
judgment should have prospective application; or (6) any other
reason justifying relief from the enforcement of the judgment.. The
motion shall be filed within a reasonable time, and for reasons,
(1), (2) and (3) not more than six months after the judgment or
order was entered. A motion under this subdivision does not affect
the finality of a judgment or suspend its operation. This Rule does
not limit the power of a court to entertain an independent action to
relieve a party from a judgment, order or proceeding, or to grant
relief to a defendant served by publication under Rule 59(g), or,
upon motion, to set aside a judgment for fraud upon the court. |
60(d) |
Reversed Judgment of Foreign Jurisdiction. When a
judgment has been entered upon the judgment of a foreign
jurisdiction, and the foreign judgment is thereafter reversed or set
aside by a. court of such jurisdiction, the Navajo court in which
judgment was entered shall set aside, vacate and annul its judgment. |
RULE 61. Harmless Error. |
|
No error in either the admission or the exclusion of evidence and no
error or defect in any ruling, order, or in anything done or omitted
by the court or by any of the parties is grounds for granting a new
trial, or for setting aside a verdict or for vacating, modifying, or
otherwise disturbing a judgment or order, unless refusal to take
such action is inconsistent with justice. The court at every stage
of the proceeding must disregard any error or defect in the
proceeding which. does not affect the substantial rights of the
parties. |
RULE. 62. Stay of Proceedings to Enforce a Judgment.
|
62(a) |
Stay in Injunctions. Unless otherwise ordered by the court,
an interlocutory or final judgment in an action for an injunction
shall not be stayed during the period after its entry and until an
appeal is taken or during the pendency of an appeal. Rule 62( c)
governs the suspending, modifying, restoring, or granting of an
injunction during the pendency of an, appeal. |
62(b) |
Stay on Motion for a New Trial or for Judgment or for Relief from
Judgment. In its discretion and on such conditions for the
security of the adverse party as are proper, the court may stay the
execution of or any proceedings to enforce a judgment pending the
disposition of a motion for a new trial or to alter or amend a
judgment made pursuant to Rule 59.1, or of a motion for relief from
a judgment or order made pursuant to Rule 60, or. of a motion for
judgment in accordance with a motion for a directed verdict made
pursuant to Rule 47, or of a motion for amendment to the findings or
for additional findings made pursuant to Rule 52(b), or when justice
so requires in other cases until such time as the court may fix |
62(c) |
Injunction Pending Appeal. When an appeal is taken from a
final judgment granting, dissolving, or denying an injunction, the
court in its discretion, but subject to review by an appellate
court, may suspend, modify; restore or grant an injunction during
the pendency of the appeal upon such terms as are proper for the
security of the rights of the adverse party. |
62(d) |
Stay of Judgment Directing Execution of Instrument; Sale of
Perishable Property and Disposition of Proceeds. |
|
(1) |
If the judgment or order
appealed from directs the execution of a conveyance or other
instrument, the execution of the judgment or order shall not be
stayed by the appeal until the instrument is executed and deposited
with the clerk of the district court to wait the decision of the
Navajo Nation Supreme Court. |
|
(2) |
A judgment or order
directing the sale of perishable property shall not be stayed; but
the. proceeds of the sale shall be deposited with the clerk of the
district court to wait theappea1. |
62(e) |
Stay of Judgment Under Rule 54 (b). When a court has ordered
a final judgment under the conditions stated in Rule 54(b), the
court may stay enforcement of that judgment until the entering of a
subsequent judgment or judgments and may prescribe such
conditions as are necessary to secure the benefits to the party in
whose favor the judgment is entered. |
RULE 63. Reserved for Future Use. |
PART VIII. SPECIAL PROCEEDINGS
|
RULE 64. Reserved for Future Use.
|
RULE 65. Injunctions.
|
65(a) |
Preliminary Injunctions. A preliminary injunction may be
requested as part of a complaint for permanent injunction or other
relief. |
65(b) |
Notice of Hearing Required. No preliminary injunction shall
be issued without notice to the adverse party and without hearing. |
65(c) |
Hearing. At the hearing, regardless of the presence or
absence of the adverse party, the moving party shall present
evidence sufficient for the court to find all of the following: |
|
(1) |
That the moving party has
or is claiming a protectable right or interest and has a high
likelihood of success on the merits; |
|
(2) |
That irreparable injury,
loss, or damage to that right or interest is likely to occur unless
the preliminary injunction is issued; |
|
(3) |
That the threatened injury,
loss or damage is substantial in nature or character; and |
|
(4) |
That the moving party does
not have an adequate remedy at law. |
65(d) |
Consolidation of Hearing with Trial on Merits. Before or
after the commencement of the hearing of a petition for a
preliminary injunction, the court may order trial on the merits to
be advanced and consolidated with the hearing of the petition. Even
when this consolidation is not ordered, any evidence received upon a
petition for a preliminary injunction, which would be admissible
upon the trial on the merits, becomes part of the record at trial
and need not be repeated at trial. This subdivision shall be
construed to save the parties any rights they may have to trial by
jury. |
65(e) |
Form and Scope of Injunction or Restraining Order. Every
order granting an injunction and every restraining order shall set
forth the following: |
|
(1) |
The persons bound by the
order. Only parties to the action, their officers, agents, servants,
employees and attorneys and those persons in active concert or
participation with them who receive actual notice of the order by
personal service or otherwise can be bound by the order. The order
shall also set out the jurisdiction of the court over the person(s)
enjoined or restrained. |
|
(2) |
The specific reasons for
its issuance which shall include in reasonable detail the nature of
the right or interest protected, the particular injury, loss, or
damage which is threatened, and the lack of an adequate remedy at
law; |
|
(3) |
A description in reasonable
detail, and not by reference to the complaint or other document, of
the act or acts to be restrained. |
65(f) |
Dissolution of Preliminary Injunction Prior to Final Hearing
Prohibited. The defendant in an injunction proceeding may answer
as in other civil actions but the preliminary injunction shall not
be dissolved before final hearing merely because of a denial of the
material allegations of the complaint. |
65(g) |
Motion to Dissolve or Modify. Motions to dissolve or modify a
preliminary injunction without determining the merits of the action
may be heard after an answer is filed, upon notice to the adverse
party. If, upon hearing the motion, it appears that there is not
sufficient grounds for the injunction, it shall be dissolved, or if
it appears that the injunction is too broad, it shall be modified. |
65(h) |
Security. No restraining order or preliminary injunction
shall issue except upon the giving of security by the petitioner, in
such sum as the court deems proper, for the payment of such costs
and damages as may be incurred or suffered by any party who is found
to have been wrongfully enjoined or restrained. |
65(i) |
Writs of Injunction; Where Returnable. Writs of injunction
granted to stay proceedings in an action, or to stay execution of a
judgment, shall be returnable to and tried in the court where the
action is pending or the judgment was entered. |
65(j) |
Disobedience of Injunction as Contempt; Order to Show Cause;
Warrant; Attachment; Punishable. |
|
(1) |
Disobedience of an
injunction may be punished by the court as a contempt. |
|
(2) |
When a party in whose favor
an injunction has been issued files an affidavit that the party or
person against whom the injunction was issued is guilty of disobeying
the injunction and describes the acts constituting disobedience, the
court may rder the person charged to show cause why such disobedient
party or person should not be held in contempt of court. |
|
(3) |
The order, with a copy of
the affidavit, shall be served upon the person charged with the
contempt within sufficient time to enable the person to prepare and
respond to the order. |
|
(4) |
If such person fails or
refuses to respond to the order to show cause, a warrant of arrest
may issue directing the Navajo Police or other appropriate law
enforcement to arrest and bring the alleged contemner before the
court. The contemner may give bail for his attendance at the
trial and his submission to the final judgment of the court |
|
(5) |
If the alleged contemner is
a corporation or any business association, an attachment for
sequestration of the property of the corporation or business
association may be issued upon refusal or failure to appear. |
|
(6) |
Upon the appearance of the
alleged contemner, or at the trial of the issue; the court shall
hear the evidence, and if the person enjoined has disobeyed the
injunction he may be committed to jail until he purges himself of
the contempt or until discharged by law. |
65(k) |
Security; Proceedings Against Sureties. Whenever these Rules,
including the Injunction Rule and any other relating to security,
require or permit the giving of security by a party, and security is
given in the farm of a band or stipulation or other undertaking with
one or more sureties each surety submits to the jurisdiction of the
court and irrevocably appoints the clerk of the court as its agent
upon whom any papers affecting its liability on the band or
undertaking may be served. A surety's liability may be enforced on
motion without the necessity of an independent action. The motion
and notice of the motion as the court directs may be served on the
clerk of the court, who shall mail copies to the sureties if their
addresses are known or reasonably ascertainable. |
RULE 65.1 Temporary Restraining Order.
|
65.1(a) |
Temporary Restraining Order. A temporary restraining order
may be issued to maintain the status quo until a hearing can be had
upon the motion for preliminary injunction. |
65.1(b) |
Notice. Subject to Rule 65.1(c), notice shall be given to the
adverse party or the party's counsel stating that the movant will
request the court to grant a temporary restraining order. |
65.1(c) |
Without Notice. A temporary restraining order may be granted
without written or oral notice to the adverse party or their counsel
only if: |
|
(1) |
The affidavit filed with
the motion for temporary restraining order states specific facts
which convince the court that immediate and irreparable injury,
loss, or damage will result to the moving party before the adverse
party or the party's counsel can be heard in opposition. |
|
(2) |
The moving party's counsel
certifies to the court in writing that efforts have been made to
give notice and states the efforts made or claims to the
satisfaction of the court why no efforts to notify the adverse party
were attempted. |
65.1(d) |
Procedure When No Notice. Every temporary restraining order
granted without notice shall: |
|
(1) |
Be endorsed with the date
and hour of issuance; |
|
(2) |
Be filed immediately with
the clerk of the court and entered of record; |
|
(3) |
Specify the injury, loss,
or damage and state why it is irreparable; |
|
(4) |
State why the order was
granted without notice; and |
|
(5) |
State the date upon which
the order will expire, which shall not exceed fifteen (15) days
unless within the time allowed, the adverse party consents to an
extension, or the court allows an extension for good cause. |
65.1(e) |
Hearing on Preliminary Injunction. When a temporary
restraining order is granted without notice, the motion for a
preliminary injunction shall, be made within the effective time
period of the temporary restraining order. At the hearing on the
preliminary injunction the party who obtained the temporary
restraining order shall demonstrate his right to a preliminary
injunction. If he does not do so, the court shall dissolve the
temporary restraining order. |
65.1(f) |
Hearing to Dissolve
Temporary Restraining Order. Unless the court shortens the time,
on two (2) days' notice to the party who obtained the temporary
restraining order without notice, the adverse party may move for its
dissolution or modification. The court shall hear the motion for
dissolution or modification. |
RULE 66. Reserved for Future Use.
|
RULE 67. Deposit in Court.
|
67(a) |
By leave of court. In an action in which any part of the
relief sought is a judgment for a sum of money or for the
disposition of a sum of money or the disposition of any other thing
capable of delivery, a party, upon notice to every other party, and
by leave of court, may deposit with the court all or any part of
such sum or thing. |
67(b) |
By Order of Court. When it is admitted by the pleading or
examination of a party that he has possession of, or under his
control money or other things capable of delivery which are the
subject of litigation, and held by him as trustee for another party,
or which belong or are due to another party, the court may order the
money or things to be deposited in court or delivered to such party
upon such conditions as may be just and subject to the further order
of the court. |
67(c) |
Custody; Duties of Clerk. When any money debt, instrument of
writing, or other article is paid or deposited in court to wait the
result of legal proceedings, the clerk shall seal the article in a
package, and deposit it in a safe or bank, subject to the control of
the court, and enter in the records of the action a statement
showing each item of money or property received, and the
disposition. |
RULE 68. Execution. |
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Process to enforce a judgment for the payment of money shall be by a
writ of execution, unless the court directs otherwise. The procedure
on execution, in proceedings supplementary to and in aid of a
judgment, and in proceedings on and in aid of execution shall be as
provided by law. In aid of the judgment or execution, the judgment
creditor or his successor in interest, when that interest appears of
record, may obtain discovery from any person, including the judgment
debtor, under these Rules or as provided by law. |
RULE 69. Special Writ. |
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When the judgment is for personal property, and it is shown by the
pleadings and found that the property has a special value to the
prevailing party, the court may issue a special writ for the seizure
and delivery of the property and may, in addition to the other
relief granted, enforce its judgment as provided by law. |
RULE 70. Judgment for Specific Acts;
Vesting Title.
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Enforcement of Specific Act. If a judgment directs a party to
transfer an interest in land or to deliver other documents or to
perform any other specific act, and the party fails to comply within
the time specified, the court may direct the act to be done at the
cost of the disobedient party by some other person appointed by the
court, and the act when so done has like effect as if done by the
party. On motion of the party entitled to performance, the court
shall issue a writ of attachment or sequestration against the
property of the disobedient party to compel obedience to the
judgment. The court may also in proper cases hold the party in
contempt. |